Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Albert MarnikInfinex Investments, Inc.Citizens Securities, Inc.07-14-2020
William Charles BrooksInfinex Investments, Inc.Kovack Securities Inc.$25007-30-2019
Brian Temple TuttleInfinex Investments, Inc.Santander Securities LLC07-13-2019
Michael Joseph OLearyInfinex Investments, Inc.Oppenheimer & Co. Inc.04-01-2019
Antonio J EstevesInfinex Investments, Inc.Citizens Securities, Inc.01-09-2019
Samuel WatsonInfinex Investments, Inc.Citizens Securities, Inc.$15009-04-2018
Zenaida Buenaventura-OrdunaInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
PAUL RICHARD VEGIARD JrInfinex Investments, Inc.Santander Securities LLC06-04-2018
Alfred Charles MarianoInfinex Investments, Inc.NYLIFE Securities LLC04-05-2018
Albert Andrew Smith JrInfinex Investments, Inc.Santander Securities LLC03-16-2018
Reid Jonathan SobermanInfinex Investments, Inc.Capital Analysts03-12-2018
David William Kelson JrInfinex Investments, Inc.Citizens Securities, Inc.02-21-2018
Patrick Connor DoughertyInfinex Investments, Inc.LPL Financial LLC01-22-2018
Paul Edward BurkeInfinex Investments, Inc.TD Ameritrade, Inc.10-20-2017
Robert Anthony MartinInfinex Investments, Inc.Santander Securities LLC$15003-13-2017
Frank Thomas MarzellaInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-02-2016
Keith Paul GravelineInfinex Investments, Inc.MML Investors Services, LLC08-27-2014
Richard Martin EllingtonInfinex Investments, Inc.National Planning Corporation04-29-2014
Glen Alan ChretienInfinex Investments, Inc.Citizens Securities, Inc.02-28-2014
Janet Lee PorterInfinex Investments, Inc.Harvest Capital LLC$5011-20-2013
David George HanafinInfinex Investments, Inc.Sentinel Securities, Inc.$2506-21-2013
Frederick C BroseInfinex Investments, Inc.LPL Financial LLC$2509-25-2012
Nathan Joseph RegoInfinex Investments, Inc.Morgan Stanley01-25-2012
Barbara Jeanne DanforthInfinex Investments, Inc.Fintegra, LLC10-14-2011
William Michael BartinInfinex Investments, Inc.Investment Professionals, Inc.06-23-2011
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.