Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark C. ZacekInfinex Investments, Inc.Raymond James Financial Services Advisors, Inc.$5005-13-2019
Mark C. ZacekInfinex Investments, Inc.Raymond James Financial Services Advisors, Inc$5005-13-2019
Albert Andrew Smith Jr.Infinex Investments, Inc.Santander Securities LLC03-16-2018
Reid Jonathan SobermanInfinex Investments, Inc.Capital Analysts03-12-2018
Sheri Ann DelisleInfinex Investments, Inc.Santander Securities LLC$104-10-2017
Robert Anthony MartinInfinex Investments, Inc.Santander Securities LLC$15003-13-2017
Kevin Barry ManghanInfinex Investments, Inc.Key Investment Services LLC$15001-20-2017
Michael TartariniInfinex Investments, Inc.Pruco Securities, LLC.07-26-2016
Frank Thomas MarzellaInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-02-2016
Sean Farrell McloughlinInfinex Investments, Inc.MFS Fund Distributors, Inc.01-06-2016
Jarrod Michael LiebelInfinex Investments, Inc.BBVA Securities Inc.$15001-05-2016
James Vincent GraceInfinex Investments, Inc.LPL Financial LLC12-01-2015
Reeze Sum LohInfinex Investments, Inc.Morgan Stanley09-22-2015
Keith Paul GravelineInfinex Investments, Inc.MML Investors Services, LLC$108-27-2014
Joseph Patrick HartInfinex Investments, Inc.Santander Securities LLC07-09-2014
Christopher James O'BrienInfinex Investments, Inc.Investment Professionals, Inc.06-12-2014
Kevin Thomas BarryInfinex Investments, Inc.LPL Financial LLC02-13-2014
Lee Wayne HillInfinex Investments, Inc.Edward Jones11-01-2012
Frederick C. BroseInfinex Investments, Inc.LPL Financial LLC$2509-25-2012
Nathan Joseph RegoInfinex Investments, Inc.Morgan Stanley$101-25-2012
Gregory YergatianInfinex Investments, Inc.Fintegra, LLC10-17-2011
Arthur R. GarofaloInfinex Investments, Inc.Royal Alliance Associates, Inc.$106-22-2011
John Robert DavidsonInfinex Investments, Inc.Commonwealth Financial Network$105-05-2011
John Charles SalvaggioInfinex Investments, Inc.Marblehead Capital, LLC$15004-14-2011
John Effingham DeansInfinex Investments, Inc.LPL Financial LLC04-14-2011
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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