Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark C. ZacekInfinex Investments, Inc.Raymond James Financial Services, Inc.$5005-13-2019
Michael Joseph O'LearyInfinex Investments, Inc.Oppenheimer & Co. Inc.04-01-2019
Albert Andrew Smith Jr.Infinex Investments, Inc.Santander Securities LLC03-16-2018
Reid Jonathan SobermanInfinex Investments, Inc.Capital Analysts03-12-2018
Paul Edward BurkeInfinex Investments, Inc.TD Ameritrade, Inc.10-20-2017
Sheri Ann DelisleInfinex Investments, Inc.Santander Securities LLC04-10-2017
Robert Anthony MartinInfinex Investments, Inc.Santander Securities LLC$10003-13-2017
Kevin Barry ManghanInfinex Investments, Inc.Key Investment Services LLC01-20-2017
Frank Thomas MarzellaInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1005-02-2016
Jarrod Michael LiebelInfinex Investments, Inc.BBVA Securities Inc.$2501-05-2016
Keith Paul GravelineInfinex Investments, Inc.MML Investors Services, LLC08-27-2014
Frederick C. BroseInfinex Investments, Inc.LPL Financial LLC09-25-2012
Nathan Joseph RegoInfinex Investments, Inc.Morgan Stanley01-25-2012
Arthur R. GarofaloInfinex Investments, Inc.Royal Alliance Associates, Inc.06-22-2011
John Robert DavidsonInfinex Investments, Inc.Commonwealth Financial Network05-05-2011
John Charles SalvaggioInfinex Investments, Inc.Marblehead Capital, LLC04-14-2011
John Effingham DeansInfinex Investments, Inc.LPL Financial LLC04-14-2011
Jennifer Alison Harney-ReadInfinex Investments, Inc.Equity Services, Inc.06-21-2010
Matthew Joseph SheridanInfinex Investments, Inc.Raymond James Financial Services, Inc.02-23-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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