Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Joseph SheridanInfinex Investments, Inc.Raymond James Financial Services, Inc.$25002-23-2009
Jennifer Alison Harney-ReadInfinex Investments, Inc.Equity Services, Inc.$10006-21-2010
Thomas Michael BurkeInfinex Investments, Inc.Investment Professionals, Inc.$10011-10-2010
John Charles SalvaggioInfinex Investments, Inc.Marblehead Capital, LLC$15004-14-2011
John Effingham DeansInfinex Investments, Inc.LPL Financial LLC04-14-2011
John Robert DavidsonInfinex Investments, Inc.Commonwealth Financial Network$10005-05-2011
Arthur R. GarofaloInfinex Investments, Inc.Royal Alliance Associates, Inc.$10006-22-2011
Barbara Jeanne DanforthInfinex Investments, Inc.Fintegra, LLC$10010-14-2011
Gregory YergatianInfinex Investments, Inc.Fintegra, LLC$25010-17-2011
Nathan Joseph RegoInfinex Investments, Inc.Morgan Stanley$10001-25-2012
Frederick C. BroseInfinex Investments, Inc.LPL Financial LLC$25009-25-2012
Lee Wayne HillInfinex Investments, Inc.Edward Jones$10011-01-2012
David George HanafinInfinex Investments, Inc.Sentinel Securities, Inc.$25006-21-2013
Christopher James O'BrienInfinex Investments, Inc.Investment Professionals, Inc.06-12-2014
Joseph Patrick HartInfinex Investments, Inc.Santander Securities LLC07-09-2014
Keith Paul GravelineInfinex Investments, Inc.MML Investors Services, LLC$10008-27-2014
Reeze Chinsum LohInfinex Investments, Inc.Morgan Stanley09-22-2015
James Vincent GraceInfinex Investments, Inc.LPL Financial LLC$10012-01-2015
Gretchen Mary Stranch-CoteInfinex Investments, Inc.LPL Financial LLC12-21-2015
Jarrod Michael LiebelInfinex Investments, Inc.BBVA Securities Inc.$25001-05-2016
Sean Farrell McloughlinInfinex Investments, Inc.MFS Fund Distributors, Inc.$10001-06-2016
Frank Thomas MarzellaInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-02-2016
Patrick W. WoodhouseInfinex Investments, Inc.LPL Financial LLC$10006-03-2016
Michael TartariniInfinex Investments, Inc.Pruco Securities, LLC.$10007-26-2016
Yogesh MalikInfinex Investments, Inc.Citizens Securities, Inc.10-11-2016
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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