Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean P RyanInvestors Capital Corp.Brinker Capital Securities, Inc.02-23-2016
Daniel Garrett FurnbackInvestors Capital Corp.World Equity Group, Inc.01-02-2015
Wendi Chrystina Cowdrey-RagonInvestors Capital Corp.People's Securities, Inc.11-01-2014
Karen Sue TerrellInvestors Capital Corp.Voya Financial Advisors, Inc.10-21-2014
Andrew Charles LordInvestors Capital Corp.Fortune Financial Services, Inc.05-30-2014
Michael Brett InderliedInvestors Capital Corp.Wilbanks Securities, Inc.01-24-2014
Henry A Gendus Jr.Investors Capital Corp.Cadaret, Grant & Co., Inc.01-23-2014
Gerald F BonnerInvestors Capital Corp.MetLife Securities Inc.01-03-2014
Jeanine Marie BerattaInvestors Capital Corp.MetLife Securities Inc.01-03-2014
Melinda Lee OlbertInvestors Capital Corp.Voya Financial Advisors, Inc.01-02-2014
Andrew Manfred St PierreInvestors Capital Corp.Winslow, Evans & Crocker, Inc.11-14-2013
Jon Torrey BicknellInvestors Capital Corp.Lincoln Financial Advisors Corporation10-29-2013
Charles R. SterlingInvestors Capital Corp.Royal Alliance Associates, Inc.10-15-2013
Joshua R. BealInvestors Capital Corp.Royal Alliance Associates, Inc.10-15-2013
Dirk Alden BrownInvestors Capital Corp.Fifth Third Securities, Inc.07-18-2013
Peter Ward JensenInvestors Capital Corp.LPL Financial LLC06-14-2013
Jeffrey David MooreInvestors Capital Corp.Lincoln Investment10-30-2012
Bruce Paul De FalcoInvestors Capital Corp.Ameriprise Financial Services, Inc.07-30-2012
Giulio Viro FavuzzaInvestors Capital Corp.LPL Financial LLC06-26-2012
Ronald David GreenbergInvestors Capital Corp.LPL Financial LLC06-21-2012
Andrew David BaillieInvestors Capital Corp.First Command Financial Planning, Inc.06-04-2012
Celeste M MonaghanInvestors Capital Corp.Lincoln Financial Securities Corporation03-29-2012
Matthew K BaltzInvestors Capital Corp.Securities America, Inc.08-17-2011
John Edgar Simmons Jr.Investors Capital Corp.LPL Financial LLC08-12-2011
Steven John RudnyaiInvestors Capital Corp.Raymond James Financial Services, Inc.03-18-2011
Next Page »

Showing 1 to 25 of 34 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.