A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: models/simple_app_model.php

Line Number: 1563

A PHP Error was encountered

Severity: Warning

Message: Invalid argument supplied for foreach()

Filename: models/simple_app_model.php

Line Number: 1476

Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Edward JanfazaJ.P. Morgan Securities LLCNeuberger Berman BD LLC$15004-03-2020
Bruce William Burgess Jr.J.P. Morgan Securities LLCPark Avenue Securities LLC03-11-2020
Todd William RogersJ.P. Morgan Securities LLCUMB Financial Services, Inc.11-25-2019
Harrison Parker JonesJ.P. Morgan Securities LLCMML Investors Services, LLC11-06-2019
Juan Pablo Ceballos GarciaJ.P. Morgan Securities LLCSantander Securities LLC08-26-2019
Hao LuongJ.P. Morgan Securities LLCSantander Securities LLC08-22-2019
Sami Samir ShehadehJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Yaman SharmaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Daniel Raymond RoseJ.P. Morgan Securities LLCSantander Securities LLC07-30-2019
Chhe David TaingJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Jazeb QamarJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Andrew PfefferJ.P. Morgan Securities LLCSantander Securities LLC07-09-2019
Ana P PascualJ.P. Morgan Securities LLCSantander Securities LLC06-23-2019
Zerong QianJ.P. Morgan Securities LLCCitizens Securities, Inc.06-18-2019
Larry Albert XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Pedro F Nimaja MoralesJ.P. Morgan Securities LLCCitizens Securities, Inc.06-08-2019
Liam Joseph KingJ.P. Morgan Securities LLCLPL Financial LLC05-31-2019
Michelle LiemJ.P. Morgan Securities LLCDeGroat Investments LLC05-22-2019
Omid Shanizadeh Shanizadeh AsliJ.P. Morgan Securities LLCSantander Securities LLC05-01-2019
Joshua Parker DoustouJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Nicolas Souffrant Jr.J.P. Morgan Securities LLCCitizens Securities, Inc.03-12-2019
Nicholas Alexander HalabyJ.P. Morgan Securities LLCGoldman Sachs & Co.09-26-2018
Joseph Nicholas MarroccoJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,00006-01-2018
David T. HenriquezJ.P. Morgan Securities LLCUBS Financial Services Inc.06-01-2018
Next Page »

Showing 1 to 25 of 69 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.