Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Nicholas MarroccoJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,00006-01-2018
John Joseph MuseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-22-2018
Daniel Michael MccarronJ.P. Morgan Securities LLCMorgan Stanley$5011-02-2017
Daniel Redman WarrenJ.P. Morgan Securities LLCMorgan Stanley$5011-02-2017
Frank C A BottaJ.P. Morgan Securities LLCMorgan Stanley$1,00011-02-2017
Michael Anthony KaplanJ.P. Morgan Securities LLCMorgan Stanley$5011-02-2017
Michael Robert GreenJ.P. Morgan Securities LLCWedbush Securities Inc.01-09-2017
Jonathan Richard CrawleyJ.P. Morgan Securities LLCRaymond James & Associates, Inc.$112-20-2016
Robert Allen WoolfJ.P. Morgan Securities LLCUBS Financial Services Inc.$10012-12-2014
Anne Elizabeth LongmireJ.P. Morgan Securities LLCMorgan Stanley$15006-25-2014
Bruce Goodwin Ledoux IIJ.P. Morgan Securities LLCMorgan Stanley$19106-25-2014
Meghan Elizabeth Lane SutherlandJ.P. Morgan Securities LLCWells Fargo Funds Distributor, LLC09-18-2013
Patrick Eugene DonovanJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC08-29-2013
Kevin Henry MacintyreJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$15003-15-2013
Scott Matthew GrenertJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$5003-15-2013
John Spaulding McpheeJ.P. Morgan Securities LLCLeerink Partners LLC$15004-13-2012
Kara Grady BoudreauJ.P. Morgan Securities LLCUBS Financial Services Inc.$10002-17-2012
Barry Jon FishJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-02-2011
David John SullivanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2011
Jenny Rebecca NaylorJ.P. Morgan Securities LLCGoldman Sachs & Co.08-01-2011
Marc Barry OrloffJ.P. Morgan Securities LLCMorgan Stanley02-11-2011
Anthony Paul BardaroJ.P. Morgan Securities LLCMorgan Stanley$15001-14-2011
Elizabeth Anne HanleyJ.P. Morgan Securities LLCOppenheimer & Co. Inc.$15006-25-2010
Gregory Daniel LowderJ.P. Morgan Securities LLCMorgan Stanley02-16-2010
Gary Mariano GarayJ.P. Morgan Securities LLCBanc of America Securities LLC$106-01-2009
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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