Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Mariano GarayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2009
James Lurton JacobJ.P. Morgan Securities LLCMorgan Stanley$10002-12-2010
Gregory Daniel LowderJ.P. Morgan Securities LLCMorgan Stanley02-16-2010
Michael WinterJ.P. Morgan Securities LLCOppenheimer & Co. Inc.$20006-25-2010
Elizabeth Anne HanleyJ.P. Morgan Securities LLCOppenheimer & Co. Inc.06-25-2010
Kenneth John MastrocolaJ.P. Morgan Securities LLCMorgan Stanley$15001-14-2011
Anthony Paul BardaroJ.P. Morgan Securities LLCMorgan Stanley01-14-2011
Marc Barry OrloffJ.P. Morgan Securities LLCMorgan Stanley$1002-11-2011
Jenny Rebecca NaylorJ.P. Morgan Securities LLCGoldman Sachs & Co.08-01-2011
Barry Jon FishJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2011
David John SullivanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-02-2011
Darren Patrick JonesJ.P. Morgan Securities LLCDuncan-Williams, Inc.$15009-30-2011
Kara Grady BoudreauJ.P. Morgan Securities LLCUBS Financial Services Inc.02-17-2012
John Spaulding McPheeJ.P. Morgan Securities LLCLeerink Partners LLC$15004-13-2012
Scott Matthew GrenertJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.03-15-2013
Kevin Henry MacintyreJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$10003-15-2013
Arthur Nicholas KarabelasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-12-2013
Jeffrey Marc ShermanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-12-2013
Okita SeviJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2013
Patrick Eugene DonovanJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC08-29-2013
Meghan Elizabeth SutherlandJ.P. Morgan Securities LLCWells Fargo Funds Distributor, LLC09-18-2013
Bruce Goodwin Ledoux IIJ.P. Morgan Securities LLCMorgan Stanley$5006-25-2014
Anne Elizabeth LongmireJ.P. Morgan Securities LLCMorgan Stanley06-25-2014
Robert Allen WoolfJ.P. Morgan Securities LLCUBS Financial Services Inc.$10012-12-2014
Brian Christopher TurnerJ.P. Morgan Securities LLCBarclays Capital Inc.05-18-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.