Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yaman SharmaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Daniel Raymond RoseJ.P. Morgan Securities LLCSantander Securities LLC07-30-2019
Chhe David TaingJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Jazeb QamarJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Andrew PfefferJ.P. Morgan Securities LLCSantander Securities LLC07-09-2019
Ana P PascualJ.P. Morgan Securities LLCSantander Securities LLC06-23-2019
Zerong QianJ.P. Morgan Securities LLCCitizens Securities, Inc.06-18-2019
Larry Albert XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Pedro F Nimaja MoralesJ.P. Morgan Securities LLCCitizens Securities, Inc.06-08-2019
Liam Joseph KingJ.P. Morgan Securities LLCLPL Financial LLC05-31-2019
Michelle LiemJ.P. Morgan Securities LLCDeGroat Investments LLC05-22-2019
Omid Shanizadeh Shanizadeh AsliJ.P. Morgan Securities LLCSantander Securities LLC05-01-2019
Joshua Parker DoustouJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Nicolas Souffrant Jr.J.P. Morgan Securities LLCCitizens Securities, Inc.03-12-2019
Nicholas Alexander HalabyJ.P. Morgan Securities LLCGoldman Sachs & Co.09-26-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.