Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jian HeLPL Financial LLCHSBC Securities (USA) Inc.06-29-2020
Stephen Brookman GuyLPL Financial LLCHouseholder Group Estate & Retirement Specialists$4605-13-2020
Michael Thomas MeehanLPL Financial LLCLincoln Financial Advisors Corporation05-13-2020
Joseph BellantoniLPL Financial LLCRoyal Alliance Associates, Inc.04-29-2020
Matthew Russell LandonLPL Financial LLCCommonwealth Financial Network03-30-2020
Carole Elizabeth BolducLPL Financial LLCCommonwealth Financial Network03-06-2020
Kim David FrinkLPL Financial LLCSecurities America, Inc.$2503-02-2020
Reggie PeralLPL Financial LLCAmeriprise Financial Services, LLC02-26-2020
James Patrick FlynnLPL Financial LLCInfinex Investments, Inc.02-14-2020
Colby DobrusinLPL Financial LLCAmeriprise Financial Services, LLC01-22-2020
Paul Christopher ChaputLPL Financial LLCWinslow, Evans & Crocker, Inc.$15001-16-2020
John Joseph Noone JrLPL Financial LLCCitizens Securities, Inc.01-13-2020
Matthew Vincent FletcherLPL Financial LLCMorgan Stanley01-06-2020
David Alan CormierLPL Financial LLCJanney Montgomery Scott LLC$5011-29-2019
Mark Henry OrvinLPL Financial LLCMorgan Stanley11-27-2019
Jeffrey Norwood HallLPL Financial LLCWinslow Wealth Management LLC11-08-2019
Catherine Mary Arnet-ValegaLPL Financial LLCLion Street Financial, LLC10-30-2019
Laura Lee FlemingLPL Financial LLCLincoln Financial Distributors, Inc.10-28-2019
Yekaterina S FerraroLPL Financial LLCCitizens Securities, Inc.09-12-2019
Michael Neil WallanderLPL Financial LLCMML Investors Services, LLC08-16-2019
Robert Neal CohenLPL Financial LLCKestra Investment Services, LLC08-01-2019
Vladislav Michael RomanovLPL Financial LLCWells Fargo Clearing Services, LLC07-18-2019
Silas John AtsalisLPL Financial LLCEdward Jones06-28-2019
Michael Paul DaltonLPL Financial LLCCommonwealth Financial Network06-21-2019
Jon Kelly HendersonLPL Financial LLCInfinex Investments, Inc.$10004-24-2019
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Showing 1 to 25 of 283 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.