Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Eric HansonLPL Financial LLCInfinex Investments, Inc.$15004-18-2019
Farhana SyedLPL Financial LLCPruco Securities, LLC.03-25-2019
John Vernon LyonsLPL Financial LLCInfinex Investments, Inc.$15002-26-2019
Shaun M FeldeisenLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1002-15-2019
John Dennis EggersLPL Financial LLCHorace Mann Investors, Inc.$2501-02-2019
Anthony BoltLPL Financial LLCSantander Securities LLC12-18-2018
Jack Edward VadnaisLPL Financial LLCCUSO Financial Services, L.P.12-18-2018
Paul Louis TiernanLPL Financial LLCCitizens Securities, Inc.11-26-2018
Peter Joseph KaslauskasLPL Financial LLCInfinex Investments, Inc.11-13-2018
Jimmie Kevin GoldenLPL Financial LLCMorgan Stanley$5010-23-2018
Scott Edward ThaxtonLPL Financial LLCCarrthaxton Financial Group$10010-23-2018
Kevin BarryLPL Financial LLCWells Fargo Clearing Services, LLC$5009-07-2018
Timothy Paul GolandLPL Financial LLCInfinex Investments, Inc.08-21-2018
Nicholas DenubilaLPL Financial LLCSantander Securities LLC07-30-2018
Peter C PlantLPL Financial LLCLincoln Financial Securities Corporation$2507-20-2018
Richard W RogersLPL Financial LLCCetera Advisors LLC$107-18-2018
Domenica Marie FullerLPL Financial LLCAXA Advisors, LLC06-28-2018
Matthew Mendall SchwartzLPL Financial LLCThe Patriot Financial Group, LLC$1,00006-28-2018
Paul Frederick DenapoliLPL Financial LLCCetera Advisors LLC06-27-2018
Liam Joseph KingLPL Financial LLCAXA Advisors, LLC06-20-2018
Joseph Francis O'Loughlin Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5002-09-2018
Brendan Daniel SheehanLPL Financial LLCNational Planning Corporation$5011-29-2017
Brett Daniel BengtsonLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Brian Thomas GasbarroLPL Financial LLCNational Planning Corporation11-29-2017
Brilene Marie FahertyLPL Financial LLCNational Planning Corporation11-29-2017
Next Page »

Showing 1 to 25 of 463 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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