Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Hans Teksten OlsonLPL Financial LLC1st Global Capital Corp.08-18-2015
Gregory Jason McLeanLPL Financial LLCAdvisors Asset Management, Inc.01-30-2015
Quentin William ClimerLPL Financial LLCAIG Capital Services, Inc.05-19-2015
Adam I. RothbartLPL Financial LLCAllstate Financial Services, LLC03-15-2017
David Hopkins AllenLPL Financial LLCAmeriprise Financial Services, Inc.$22611-28-2016
Leo Patrick WhiteLPL Financial LLCAmeriprise Financial Services, Inc.11-28-2016
Brendan Michael LammersLPL Financial LLCAmeriprise Financial Services, Inc.$10010-21-2016
Robert MaferaLPL Financial LLCAmeriprise Financial Services, Inc.$5012-17-2015
Robert Kevin MaferaLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2015
Rachael Margaret LinnehanLPL Financial LLCAmeriprise Financial Services, Inc.06-18-2015
Alan Alaeddin FatemiLPL Financial LLCAmeriprise Financial Services, Inc.$1002-02-2015
Dwayne Anthony HallLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2014
Andrew Timothy DoughtyLPL Financial LLCAmeriprise Financial Services, Inc.02-03-2014
Jason R. DuguayLPL Financial LLCAmeriprise Financial Services, Inc.12-06-2013
Robert Alan BrandtLPL Financial LLCAmeriprise Financial Services, Inc.$5005-17-2013
Daniel Edward ParkerLPL Financial LLCAmeriprise Financial Services, Inc.$1005-17-2013
Daniel VelazquezLPL Financial LLCAmeriprise Financial Services, Inc.$1006-17-2011
Michael Patrick SullivanLPL Financial LLCAmeriprise Financial Services, Inc.06-15-2011
Wayne Joseph BradleyLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Robert Michael ThorneLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
John Martin FentonLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Timothy Peter HigginsLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Daniel Robert WallachLPL Financial LLCAmeriprise Financial Services, Inc.10-08-2010
Karl Jay WarnerLPL Financial LLCAmeriprise Financial Services, Inc.08-27-2010
Elizabeth Auger JohnsonLPL Financial LLCAmeriprise Financial Services, Inc.08-27-2010
Next Page »

Showing 1 to 25 of 352 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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