Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica M HollowayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2506-10-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$106-05-2019
Thomas M. Valentine Jr.MML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
Andrew Otis HawesMML Investors Services, LLCColumbia Management Investment Distributors, Inc.03-25-2019
Amie Lauren RoachMML Investors Services, LLCLPL Financial LLC$5003-08-2019
Jarrod Christopher DesantisMML Investors Services, LLCAmeriprise Financial Services, Inc.$5009-13-2018
Peter William EnglandMML Investors Services, LLCPurshe Kaplan Sterling Investments09-07-2018
Kevin Joel ShebarMML Investors Services, LLCIFS Securities06-29-2018
Quan Hoang NguyenMML Investors Services, LLCForesters Financial Services, Inc.12-12-2017
Dawn Marie CobakMML Investors Services, LLCRaymond James Financial Services, Inc.10-13-2017
Vincent Scott WinansMML Investors Services, LLCSecurities Service Network, LLC08-15-2017
Macy Jay KorolnekMML Investors Services, LLCEdward Jones06-08-2017
Ronald Edward WilsonMML Investors Services, LLCNova Financial Services$2504-04-2017
Edward Michael ZadwornyMML Investors Services, LLCRaymond James Financial Services, Inc.12-05-2016
Mark Windsor BrittainMML Investors Services, LLCPruco Securities, LLC.06-03-2016
David Gerald PlayerMML Investors Services, LLCNYLIFE Securities LLC10-29-2015
Joshua Aaron GouldMML Investors Services, LLCCommonwealth Financial Network09-04-2015
James J Rogers IIMML Investors Services, LLCNYLIFE Securities LLC04-15-2015
Gary M DennisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-18-2015
Nicole E PeterkinMML Investors Services, LLCNYLIFE Securities LLC02-11-2015
John T GeraciMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2015
Douglas Wesley GreeneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$107-29-2014
Aaron Eric McfaddenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Stephen R JohnsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Timothy John LibbyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$105-19-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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