Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica M HollowayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2506-10-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Thomas M. Valentine Jr.MML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
Derek Knight FairchildMML Investors Services, LLCNYLIFE Securities LLC04-03-2019
Andrew Otis HawesMML Investors Services, LLCColumbia Management Investment Distributors, Inc.03-25-2019
Amie Lauren RoachMML Investors Services, LLCLPL Financial LLC$5003-08-2019
Jarrod Christopher De SantisMML Investors Services, LLCAmeriprise Financial Services, Inc.$5009-13-2018
Peter William EnglandMML Investors Services, LLCPurshe Kaplan Sterling Investments09-07-2018
Kevin Joel ShebarMML Investors Services, LLCIFS Securities06-29-2018
Vincent S. WinansMML Investors Services, LLCFinancial Vision Advisory Services, LLC08-15-2017
Robert Samuel BermanMML Investors Services, LLCMetLife Securities Inc.$22103-25-2017
Walter Richard May IIIMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Heidi Lydia HansonMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
George Robert King IIMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Leslie Paul DossettMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Kevin John CanfieldMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Michael John PerishoMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Michael P. SextonMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Joseph Parker DaviesMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Michael Charles EnrightMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Frank Michael HynesMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Hamid Michael OmidMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Paul Gerald ProvencherMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Alan Ogilvie SaleMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Donald Francis Vendetti Jr.MML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
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Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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