Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Bernard MeliusMML Investors Services, LLCCitigroup Global Markets Inc.02-26-2009
Geoffrey Joseph CroteauMML Investors Services, LLCThrivent Investment Management Inc.04-06-2009
Anthony Angelo IannoneMML Investors Services, LLCNational Planning Corporation$25007-24-2009
Kevin Timothy GreenMML Investors Services, LLCVALIC Financial Advisors, Inc.$10008-20-2009
Jason Andrew CutlerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-18-2009
Joseph E. LabelleMML Investors Services, LLCEdward Jones03-31-2010
Robert Thomas DoakMML Investors Services, LLCInvesco Distributors, Inc.07-06-2010
Wayne D RichardsonMML Investors Services, LLCEdward Jones08-31-2010
Donald Scott KerrMML Investors Services, LLCTrustmont Financial Group, Inc.10-22-2010
Scot Bradley MichelsMML Investors Services, LLCAmerican Century Investment Services Inc.$10011-08-2010
Stephen J. RossMML Investors Services, LLCWaddell & Reed02-22-2011
Ami Kitner HowesMML Investors Services, LLCNew England Securities08-04-2011
Steven Edward ChickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$50011-04-2011
Jason M RogersMML Investors Services, LLCNYLIFE Securities LLC12-13-2011
Arthur P Scolari Jr.MML Investors Services, LLCLincoln Financial Advisors Corporation09-18-2012
John Andrew GordonMML Investors Services, LLCSignator Investors, Inc.10-15-2012
Stanley Joseph PelcherMML Investors Services, LLCNew England Securities02-01-2013
William Whitney FitzgeraldMML Investors Services, LLCVoya Financial Partners, LLC03-08-2013
Matthew John MclaughlinMML Investors Services, LLCSignator Investors, Inc.$15005-28-2013
Michael E PattersonMML Investors Services, LLCSignator Investors, Inc.09-16-2013
Jason Ernest LuckMML Investors Services, LLCPark Avenue Securities LLC10-30-2013
Leonard Gerald SimonMML Investors Services, LLCWaddell & Reed$10001-21-2014
Jaclyn O'TooleMML Investors Services, LLCPruco Securities, LLC.02-04-2014
James Lee Deforest Jr.MML Investors Services, LLCEquity Services, Inc.02-21-2014
James Michael DitzelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2014
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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