Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sylvia N KombourasMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC09-02-2020
Connor David ReganMerrill Lynch, Pierce, Fenner & Smith IncorporatedHornor, Townsend & Kent, LLC08-19-2020
Casey Daniel PatonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC07-27-2020
Dial Andrew BoehmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEaton Vance Distributors, Inc.06-10-2020
Furooz Jafari ZadehMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-27-2020
Dale Lester Campbell IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-26-2020
Steve NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-11-2020
John Philip Zinn IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.04-22-2020
Hazel Elizabeth DurandMerrill Lynch, Pierce, Fenner & Smith IncorporatedNationwide Investment Services Corporation03-24-2020
Ryan James WolfsbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.03-11-2020
Joseph Michael HartonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-24-2020
Cheyenne Marie GrindrodMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-16-2020
Christopher A NylenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-05-2019
Mohammad TabiekhMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-22-2019
Reeze Chinsum LohMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC10-29-2019
Joel CheryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10010-14-2019
Omasanjuwa Tokunbo EruwayoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC10-01-2019
Angelos ConstantineMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC09-16-2019
Mark Gagnon MesserMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-10-2019
Regina C MoreiraMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-27-2019
Kellee Patricia DevineMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC08-05-2019
Timothy William IrwinMerrill Lynch, Pierce, Fenner & Smith IncorporatedColumbia Management Investment Distributors, Inc.07-31-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Jason FaroukMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-01-2019
Jerry Thomas DiamantidesMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC06-27-2019
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.