Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Ruth BonamMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-28-2019
Mary Elizabeth HelineMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-25-2019
Wendy Jill KarkoskaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10011-26-2018
Oleksandr MarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.$111-06-2018
Carlos Ramon CarrionMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-23-2018
John Robert VanasseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Funds, LLC07-17-2018
Stephen K WahomeMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-26-2018
Cameron Zachary TytulaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-18-2018
Michael Gregory SextonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-18-2018
Hiep Quoc NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-15-2018
Erich Paul FradenburgMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmundi Pioneer Distributor, Inc.06-14-2018
Stephanie Lynn CadenheadMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-11-2018
Surafeal WoldayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-31-2018
Dillon Jacob GeelanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-09-2018
Brian Connor KelleherMerrill Lynch, Pierce, Fenner & Smith IncorporatedBallentine Partners04-30-2018
Luke James TrotochaudMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-30-2018
Marcell Sherman RobateauMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-26-2018
Emily Anne MullaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-07-2018
David CampisanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-07-2017
Nicholas Hendrik Van OeverenMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.12-04-2017
Michael Lee LauraMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvesco Distributors, Inc.$5011-29-2017
Christopher Phong PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-01-2017
Christopher Stephen JoyceMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Investments Institutional Services Company, Inc.10-27-2017
Eric John O'BrienMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.10-25-2017
Reginald Allen LambMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-23-2017
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Showing 1 to 25 of 229 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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