Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John HoldenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-26-2010
Louise FallonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2010
Christopher Pierce BunnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Financial Services LLC06-25-2010
John Phillip McAbeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$10008-06-2010
Edward Joseph CusickMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC08-06-2010
Andrea C MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-21-2010
George Harold BurdickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-01-2010
Michael Keith YottsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMMC Securities LLC04-13-2011
John Peter DelmonicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-18-2011
Derek Anthony DipetrilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Investment Management Company07-25-2011
Sean Christian CoreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-28-2011
Aviv HodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-26-2011
Carol J. MarloweMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-29-2011
Robert Alexander WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-04-2011
David Guy CapelleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMFS Fund Distributors, Inc.12-23-2011
Edward Charles RadlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$1001-24-2012
Anthony Guy UlloMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-24-2012
Brian Scott SnelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-21-2012
Stephen Peter MelzMerrill Lynch, Pierce, Fenner & Smith IncorporatedCanaccord Genuity Securities LLC05-22-2012
Edward A. DarraghMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-15-2012
Christopher Joseph BiottiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNeuberger Berman LLC07-23-2012
Margery Chapman BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.08-20-2012
Scott Douglas BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2012
William K. HoysradtMerrill Lynch, Pierce, Fenner & Smith IncorporatedNeuberger Berman LLC12-10-2012
Kimberly Michele CaggianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-18-2013
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Showing 76 to 100 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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