Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sylvia Sook HanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1003-19-2013
Jonathan GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$26204-05-2013
Jonathan Rowe GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2504-05-2013
Jason WhittierMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-03-2013
Aimee Jeanne CullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Colony Group, LLC05-28-2013
Norbert S. Unger IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-01-2013
Steven J GendronMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-21-2013
Stephen Ruvituso, Lee Konopka, Robert Matluck, Todd StankiewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$1,00009-27-2013
Stephen Michael RuvitusoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-27-2013
Robert Michael Matluck, Lee Bailey Konopka, Todd Andrew StankiewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-27-2013
Matthew Steven WhitingMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-25-2013
Harold Frederick Toney Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-12-2013
Lindsey Michelle HamiltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-12-2013
Edward Sandford Pegram IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-12-2013
Jason D WongMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-24-2014
Donald K. JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.10-21-2014
Brian George HansethMerrill Lynch, Pierce, Fenner & Smith IncorporatedT3 Trading Group, LLC12-09-2014
Lillian Diaz GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5001-15-2015
Ashley R. McHarrieMerrill Lynch, Pierce, Fenner & Smith IncorporatedCabot Wealth Management02-07-2015
Gregory W. Spurr IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC03-02-2015
Mark Ronald DegregorioMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-20-2015
Ian Fraser StauderMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-13-2015
James Michael ConnorsMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.04-21-2015
Aaron Robert Hagwood, James Scott Tomoda, Andres F Castano, Christine Michelle DroneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-01-2015
Joseph Mark BrudermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-04-2015
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Showing 101 to 125 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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