Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimball Stanley Bullard IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-18-2015
Derek Mustapha Mohamed, Justin Ross Merola, Stephen J GreeneMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5006-11-2015
Timothy Frederick KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
Patrick J. DelahuntyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
Brian John KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
Daniel Peter LattanziMerrill Lynch, Pierce, Fenner & Smith IncorporatedState Street Global Advisors Funds Distributors, LLC08-12-2015
Lea Marie MoscarielloMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Funds Distributor, LLC09-18-2015
Matthew S GoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-12-2015
Teresa Lynn SwimmMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.$5011-18-2015
Stephen Joseph DiCarlo JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMFS Fund Distributors, Inc.12-03-2015
Robert Emmet JoyceMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC12-16-2015
Gregory A. DegraeveMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Funds, LLC01-05-2016
Christine Nicole LottMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-15-2016
Timothy James HavernMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-29-2016
Yue ZhengMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Financial Advisors, Inc04-08-2016
Michael Joseph EmmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$1004-25-2016
Richard H. Buckley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC$10004-26-2016
Edward George Nabhan, Andrew Hughes Zimmerman, James Bigelow McIntyre, Alexander Edward NabhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$21804-29-2016
Megan Elizabeth CooneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-29-2016
Andrew Zimmerman, Edward Nabhan, Alexander Nabhan, Megan Cooney, James McIntyreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1,20005-18-2016
Nora Manjikian SimonianMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-24-2016
Benjamin M. SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-15-2016
Brian David MullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedColumbia Management Investment Distributors, Inc.07-27-2016
Deborah Ann FarrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2016
Elizabeth E. ConradMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-15-2016
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Showing 126 to 150 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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