Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Janine Deforge OlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2505-15-2019
Carlos Ramon CarrionMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-23-2018
Delphine Theroux GarneauMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-07-2017
Sharon KaplutoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-03-2017
Andrew Zimmerman, Edward Nabhan, Alexander Nabhan, Megan Cooney, James McIntyreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1,20005-18-2016
Edward George Nabhan, Andrew Hughes Zimmerman, James Bigelow McIntyre, Alexander Edward NabhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$21804-29-2016
Megan Elizabeth CooneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-29-2016
Aaron Robert Hagwood, James Scott Tomoda, Andres F Castano, Christine Michelle DroneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-01-2015
Mark Ronald DegregorioMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-20-2015
Norbert S. Unger IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-01-2013
Jonathan GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$26204-05-2013
Jonathan Rowe GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2504-05-2013
Sylvia Sook HanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1003-19-2013
Robert Alexander WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-04-2011
Aviv HodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-26-2011
John Peter DelmonicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-18-2011
George Harold BurdickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-01-2010
Louise FallonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2010
Kathleen Eleanor HegenbartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2502-05-2010

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.