Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip Pierre ClosuitMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50009-04-2009
Paul Stephen BrandonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-25-2009
Scott Douglas BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$60011-30-2012
Daniel PattersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-14-2013
Robert Michael MatluckMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-27-2013
Stephen Michael RuvitusoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$11709-27-2013
Todd Andrew StankiewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-27-2013
Lee Bailey KonopkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-27-2013
Michael F Pierce Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-14-2014
Kimball Stanley Bullard IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-18-2015
Justin Ross MerolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-11-2015
Shawn DevaneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-11-2015
Derek Mustapha MohamedMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50006-11-2015
Stephen J GreeneMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-11-2015
Brian Matthew CarolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-28-2017
Farrel Peck SimpsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-12-2017
Christopher A. NylenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-05-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.