Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Marie FlynnMetLife Securities Inc.Pruco Securities, LLC.02-23-2017
Russell Earl HolmesMetLife Securities Inc.Ameriprise Financial Services, Inc.09-16-2016
Darrien M SlaughterMetLife Securities Inc.NYLIFE Securities LLC09-07-2016
William Giblin HeaneyMetLife Securities Inc.NYLIFE Securities LLC08-26-2016
John Edward Williams IIIMetLife Securities Inc.NYLIFE Securities LLC08-12-2016
Patrick George NeeMetLife Securities Inc.Eagle Strategies LLC08-09-2016
Michael John PerishoMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2016
Kerri Allison AllenMetLife Securities Inc.Northwestern Mutual Investment Services, LLC12-21-2015
Michael L CaputoMetLife Securities Inc.LPL Financial LLC12-15-2015
Anthony Thomas NofiMetLife Securities Inc.Ameriprise Financial Services, Inc.06-12-2015
Robert CaputoMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2015
Justin Joseph PreviteMetLife Securities Inc.Ameriprise Financial Services, Inc.05-01-2015
Michael P SextonMetLife Securities Inc.Northwestern Mutual Investment Services, LLC03-13-2015
Dan M WagnerMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2015
Walter Richard May IIIMetLife Securities Inc.Northwestern Mutual Investment Services, LLC02-20-2015
Robert Samuel BermanMetLife Securities Inc.Northwestern Mutual Investment Services, LLC02-13-2015
Mark Daniel KrupkowskiMetLife Securities Inc.New England Securities01-02-2015
David Michael MedickMetLife Securities Inc.Ameriprise Financial Services, Inc.12-11-2014
Charles G Brown IVMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-10-2014
Claire R WilliamsMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-10-2014
Joseph Nicholas MooreMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-10-2014
John Charles NavienMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-03-2014
Albert Thomas RuggieroMetLife Securities Inc.OneAmerica Securities, Inc.08-29-2014
Thomas E RuggieroMetLife Securities Inc.OneAmerica Securities, Inc.08-29-2014
Vincent Douglas BeaudoinMetLife Securities Inc.Morgan Stanley12-11-2012
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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