Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Edward BergMoors & Cabot, Inc.Oppenheimer & Co. Inc.$5012-03-2018
Albert Joseph DelucaMoors & Cabot, Inc.Ameriprise Financial Services, Inc.05-25-2018
Yvonne L ShanklinMoors & Cabot, Inc.Edward Jones$1004-05-2018
James R WillingMoors & Cabot, Inc.Morgan Stanley$15003-29-2018
Paul Robert Fehrenbach Jr.Moors & Cabot, Inc.Raymond James & Associates, Inc.$10012-01-2017
Audrey Barbara DaumMoors & Cabot, Inc.Oppenheimer & Co. Inc.$5004-28-2017
Callum Joseph Fraser MacleanMoors & Cabot, Inc.Janney Montgomery Scott LLC$15004-19-2017
James Joseph CesarzMoors & Cabot, Inc.Janney Montgomery Scott LLC$15004-19-2017
Kirk Moritz AndersonMoors & Cabot, Inc.Ameriprise Financial Services, Inc.09-02-2016
Gerald Steven MeeMoors & Cabot, Inc.Fidelity Brokerage Services LLC05-16-2016
Alan Walton SharpeMoors & Cabot, Inc.RBC Capital Markets, LLC$103-28-2016
John Kevin O'Keefe Jr.Moors & Cabot, Inc.Wells Fargo Clearing Services, LLC12-17-2014
Kei Kuanchai GambleMoors & Cabot, Inc.Ameriprise Financial Services, Inc.11-12-2014
Stephen DenapoliMoors & Cabot, Inc.Ameriprise Financial Services, Inc.$2510-24-2014
Paul Anthony SteffanyMoors & Cabot, Inc.Raymond James & Associates, Inc.07-11-2014
Robert Todd ClarkMoors & Cabot, Inc.Morgan Stanley05-15-2013
Neal Edward MiltonMoors & Cabot, Inc.Wood (Arthur W.) Company, Inc.$5003-28-2013
August Walter Muller Jr.Moors & Cabot, Inc.Janney Montgomery Scott LLC03-01-2013
John Francis Cody Jr.Moors & Cabot, Inc.Ameriprise Financial Services, Inc.02-27-2013
Charles William StockbridgeMoors & Cabot, Inc.Janney Montgomery Scott LLC$1,00002-01-2013
Michael Joseph SurprenantMoors & Cabot, Inc.LPL Financial LLC$1,00011-26-2012
Edward Bradford ButtnerMoors & Cabot, Inc.Janney Montgomery Scott LLC10-05-2012
Daniel Mccrichey AdamsMoors & Cabot, Inc.Wood (Arthur W.) Company, Inc.07-06-2012
John J Benedetto IIIMoors & Cabot, Inc.J.P. Morgan Securities LLC07-03-2012
Peter Matthew ThorbahnMoors & Cabot, Inc.Wells Fargo Clearing Services, LLC$1,00005-03-2012
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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