Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathaniel Robert Bucklin OsborneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Santo DiminoMorgan StanleyThe Patriot Financial Group, LLC11-20-2019
Evangelos IoakimidisMorgan StanleySantander Securities LLC10-16-2019
Brianna HurleyMorgan StanleySantander Securities LLC07-09-2019
Julia Marie SkamaryczMorgan StanleyUBS Financial Services Inc.06-20-2019
Aaron Jacob GolubMorgan StanleySanford C. Bernstein & Co., LLC06-19-2019
Derrick William BeckwithMorgan StanleyEquinox Group Distributors, LLC06-19-2019
Saba AlelishviliMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Moshup Alexander GalbraithMorgan StanleyOppenheimerFunds Distributor, Inc.06-06-2019
Beth MurrayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Deirdre DennehyMorgan StanleyBoston Private Wealth05-07-2019
Timothy David LonerganMorgan StanleyBoston Private Wealth05-07-2019
Sanhita BhattacharyaMorgan StanleySantander Securities LLC04-16-2019
Suzanne Jennifer BrownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Aya Mostafa MetwallyMorgan StanleyCitizens Securities, Inc.10-25-2018
Sean Michael CarrollMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2018
Jason PettinelliMorgan StanleySantander Securities LLC04-16-2018
Wilfredo Marquis RodriguezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2018
Claire A. SmithMorgan StanleyColumbia Management Investment Distributors, Inc.03-13-2018
David Trainor TremblayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2018
John Michael Carroll Jr.Morgan StanleyBoston Private Wealth03-06-2018
Christopher J BoydMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2018
Sullivan Reid ConleyMorgan StanleyPurshe Kaplan Sterling Investments01-08-2018
Samuel A. BachelderMorgan StanleyDeutsche Bank Securities Inc.08-29-2017
Christine CaronaMorgan StanleyUBS Financial Services Inc.07-28-2017
Next Page »

Showing 1 to 25 of 221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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