Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George David StanleyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Robert FucignaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Arthur YoshizawaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Bennett JacobsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Laurance Reed Clark Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Stephen James ReillyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Basil Charles ChigasMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Ira GreenfieldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Stuart A. MackinnonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Charles MahoneyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark Howard FeigelmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Virginia Ruth HoustonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Peter C. KnowltonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Kevin Mark RahillMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jean Ellen Cafazzo HopkinsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert William KelleyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Philip Henry Pascucci Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Bruno MazzottaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Wayne HoodMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark Todd ZunickMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert Berson GillenMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Roy TribbleMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Joseph Dante VerriMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Kevin Joseph CollinsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Joseph William Gemmell IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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