Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cherrill Corby LewisNYLIFE Securities LLCInvestment Planners, Inc.$2504-09-2018
Peter Joseph SgarziNYLIFE Securities LLCSantander Securities LLC12-22-2016
Diana Sao FigueiredoNYLIFE Securities LLCLPL Financial LLC09-19-2016
Alfred Charles MarianoNYLIFE Securities LLCAXA Advisors, LLC06-24-2016
James Louis BagliniNYLIFE Securities LLCSantander Securities LLC06-10-2016
Thomas Edward CxypoliskiNYLIFE Securities LLCAmeriprise Financial Services, Inc.$2505-16-2016
Gordon David MackayNYLIFE Securities LLCPrincipal Securities, Inc.03-18-2016
Antoinette Marie LitrentaNYLIFE Securities LLCPruco Securities, LLC.02-19-2016
Andrew John MoserNYLIFE Securities LLCELE Wealth Advisors, Inc.01-28-2016
Benjamin Scott HoisingtonNYLIFE Securities LLCHorace Mann Investors, Inc.07-13-2015
Louis S DonatoNYLIFE Securities LLCNational Planning Corporation$5012-11-2014
Robert Charles Crocker Jr.NYLIFE Securities LLCSantander Securities LLC11-25-2014
Guenther August AngerNYLIFE Securities LLCFidelity Brokerage Services LLC09-10-2014
David Jon WilsonNYLIFE Securities LLCMorgan Stanley05-21-2014
Jeffrey Weston WheelerNYLIFE Securities LLCWaddell & Reed02-14-2014
John Francis FedorchukNYLIFE Securities LLCPalmetto Financial Services$5007-01-2013
Louis Joseph Orlando IIINYLIFE Securities LLCMKM Partners LLC05-23-2012
Robert Charles Crocker Jr.NYLIFE Securities LLCWells Fargo Clearing Services, LLC12-02-2011
Cheryl Pamela BerthiaumeNYLIFE Securities LLCEdward Jones09-16-2011
Nicholas SilvaNYLIFE Securities LLCMetLife Securities Inc.07-01-2011
Kenneth J GalvinNYLIFE Securities LLCEdward Jones02-03-2011
Gordon L SzerlipNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2010
Dmitry FrenklakhNYLIFE Securities LLCMetLife Securities Inc.10-05-2010
Steven T JonesNYLIFE Securities LLCEdward Jones09-24-2010
Jeffrey Edward BysNYLIFE Securities LLCSignator Investors, Inc.07-20-2010
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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