Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Glen RobinsonNYLIFE Securities LLCSentinel Pension Advisors Inc05-16-2011
Alfred Charles MarianoNYLIFE Securities LLCAXA Advisors, LLC06-24-2016
Andrew John MoserNYLIFE Securities LLCELE Wealth Advisors, Inc.01-28-2016
Antoinette Marie LitrentaNYLIFE Securities LLCPruco Securities, LLC.02-19-2016
Barry Stephen JeansonNYLIFE Securities LLCNYLIFE Securities LLC07-19-2019
Benjamin S. HoisingtonNYLIFE Securities LLCHorace Mann Investors, Inc.07-13-2015
Brian William OttNYLIFE Securities LLCSurepath Wealth Management07-26-2018
Carla Lynne NoyesNYLIFE Securities LLCPruco Securities, LLC.08-09-2019
Cherrill Corby LewisNYLIFE Securities LLCInvestment Planners, Inc.$2504-09-2018
Cheryl Pamela BerthiaumeNYLIFE Securities LLCEdward Jones$5009-16-2011
David J. WilsonNYLIFE Securities LLCMorgan Stanley05-21-2014
Diana S. FigueiredoNYLIFE Securities LLCLPL Financial LLC09-19-2016
Dmitry FrenklakhNYLIFE Securities LLCMetLife Securities Inc.10-05-2010
Domenica Marie FullerNYLIFE Securities LLCLPL Financial LLC05-09-2019
Donna Marie LynchNYLIFE Securities LLCNew England Securities06-22-2009
Emmanuel InnocentNYLIFE Securities LLCCitizens Securities, Inc.06-04-2019
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
George Michael LaventureNYLIFE Securities LLCFirst Command Financial Planning, Inc.12-14-2018
Gordon L SzerlipNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2010
Guenther August AngerNYLIFE Securities LLCStrategic Advisers LLC09-10-2014
James Louis BagliniNYLIFE Securities LLCSantander Securities LLC06-10-2016
Jeffrey Edward BysNYLIFE Securities LLCSignator Investors, Inc.07-20-2010
Jeffrey Weston WheelerNYLIFE Securities LLCWaddell & Reed02-14-2014
John Francis FedorchukNYLIFE Securities LLCPalmetto Financial Services07-01-2013
John Joseph NooneNYLIFE Securities LLCInvestment Professionals, Inc.08-10-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.