Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Glenn CohenOppenheimer & Co. Inc.Independent Financial Group, LLC$10008-14-2018
Robert Paul FantozziOppenheimer & Co. Inc.Morgan Stanley04-18-2018
John Patrick KeatingOppenheimer & Co. Inc.Moors & Cabot, Inc.$12002-16-2018
Michael Joseph O'LearyOppenheimer & Co. Inc.Roosevelt & Cross, Incorporated01-13-2017
Frank Ferdinand Castagno Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-17-2016
David Paul StanglOppenheimer & Co. Inc.Securities America Advisors, Inc.$69007-19-2016
Robert Edward BergOppenheimer & Co. Inc.UBS Financial Services Inc.$50010-16-2014
Michael Edward GobesOppenheimer & Co. Inc.Janney Montgomery Scott LLC02-26-2014
Daniel Herbert KenneyOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2014
Derek R. RaymondOppenheimer & Co. Inc.Edward Jones$10012-26-2013
David Garber HumeOppenheimer & Co. Inc.Edward Jones$50012-06-2013
Warren Harris StraussOppenheimer & Co. Inc.Moors & Cabot, Inc.$50004-05-2011
Albert Joseph DelucaOppenheimer & Co. Inc.Morgan Stanley10-11-2010
Audrey Barbara DaumOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2010
Sailing David AdlerOppenheimer & Co. Inc.Credit Suisse Securities (USA) LLC11-09-2009
Joseph Francis O'Loughlin Jr.Oppenheimer & Co. Inc.Credit Suisse Securities (USA) LLC$50009-10-2009
Tracey A NeretOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-20-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.