Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Sydney WaldmanPurshe Kaplan Sterling InvestmentsHornor, Townsend & Kent, LLC03-03-2020
Timothy John MazanecPurshe Kaplan Sterling InvestmentsEdward Jones07-22-2019
Douglas T WilsonPurshe Kaplan Sterling InvestmentsPutnam Retail Management Limited Partnership11-02-2017
Paul Joseph HarneyPurshe Kaplan Sterling InvestmentsInvestment Professionals, Inc.01-25-2017
Louis Anthony Della VallePurshe Kaplan Sterling InvestmentsLPL Financial LLC$5011-10-2016
Roger Harold IngwersenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$50009-30-2016
Laurie E IngwersenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.09-30-2016
Michael John GallugiPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network10-24-2014
Tucker Vaughan RoederPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Patrick A LawlerPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Jeffrey Garrett Van SiclenPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Parker William Austin MoodyPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Shaopeng ZhuPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Sean Patrick OneilPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Marc Stefan InstrumPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
David J Tierney IVPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael Robert DiasPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
William Joseph DAgostinoPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$1007-13-2012
Jennifer Mary AdamsPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$10007-13-2012
David Charles AstruePurshe Kaplan Sterling InvestmentsLPL Financial LLC$2509-16-2011
Grigoriy GrinshteynPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$15010-01-2010
Nicholas Raymond KraszykPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC10-01-2010
Sean Michael CondonPurshe Kaplan Sterling InvestmentsLincoln Financial Securities Corporation06-26-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.