Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan C PentaPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10008-12-2019
Timothy John MazanecPurshe Kaplan Sterling InvestmentsEdward Jones07-22-2019
Christopher Paul ArriggPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC03-21-2018
Neil Joseph TremblayPurshe Kaplan Sterling InvestmentsLPL Financial LLC11-02-2017
Shawn Matthew MauroPurshe Kaplan Sterling InvestmentsMorgan Stanley$1,00010-06-2017
Paul Joseph HarneyPurshe Kaplan Sterling InvestmentsInvestment Professionals, Inc.01-25-2017
Louis Anthony Della VallePurshe Kaplan Sterling InvestmentsLPL Financial LLC$5011-10-2016
Roger Harold IngwersenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$109-30-2016
Laurie E. IngwersenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15009-30-2016
Lee Nelson SchmertzlerPurshe Kaplan Sterling InvestmentsM Holdings Securities, Inc.$15003-08-2016
Chad Steven LeveronePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$111-16-2015
Kelly Ann ShanahanPurshe Kaplan Sterling InvestmentsTransamerica Financial Advisors, Inc09-26-2014
Paul M LitchfieldPurshe Kaplan Sterling InvestmentsMorgan Stanley$10008-21-2013
Donald Philip BruscaPurshe Kaplan Sterling InvestmentsMorgan Stanley10-15-2012
Travis Allen TuckerPurshe Kaplan Sterling InvestmentsMorgan Stanley$2510-15-2012
Stacy Ann BazylinskiPurshe Kaplan Sterling InvestmentsMorgan Stanley10-15-2012
William Joseph D'AgostinoPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$1007-13-2012
Jennifer Mary AdamsPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-13-2012
Samuel Mcmanus KieferPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15002-17-2012
Hugh Patrick Maginnis Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley09-30-2011
David Charles AstruePurshe Kaplan Sterling InvestmentsLPL Financial LLC09-16-2011
Darwin Whitcomb Heath Jr.Purshe Kaplan Sterling InvestmentsDetwiler Fenton Investment Management LLC$2508-12-2011
Nicholas John GiacoumakisPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network02-04-2011
Miriam C. WeilerPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network02-04-2011
Kenneth George Seropian Jr.Purshe Kaplan Sterling InvestmentsUSI Advisors01-24-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.