Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Paul ArriggPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC03-21-2018
Paul Joseph HarneyPurshe Kaplan Sterling InvestmentsInvestment Professionals, Inc.$101-25-2017
Louis Anthony Della VallePurshe Kaplan Sterling InvestmentsLPL Financial LLC$5011-10-2016
Laurie Ellen IngwersenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15009-30-2016
Todd Michael IngwersenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$109-30-2016
Lee Nelson SchmertzlerPurshe Kaplan Sterling InvestmentsM Holdings Securities, Inc.03-08-2016
Chad Steven LeveronePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2015
Paul Andrew Squarcia Jr.Purshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10311-13-2015
Benjamin Jacob ZimbelPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Marc Stefan InstrumPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael Robert DiasPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Sean Patrick OneilPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Shaopeng ZhuPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Thomas Joseph HoltPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Kelly Ann ShanahanPurshe Kaplan Sterling InvestmentsTransamerica Financial Advisors, Inc09-26-2014
Paul M LitchfieldPurshe Kaplan Sterling InvestmentsMorgan Stanley08-21-2013
William Joseph D'Agostino Jr.Purshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$1007-13-2012
Samuel Mcmanus KieferPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.02-17-2012
Steven John DebothPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.10-18-2011
Hugh Patrick Maginnis Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley09-30-2011
David Charles AstruePurshe Kaplan Sterling InvestmentsLPL Financial LLC$2509-16-2011
Darwin Whitcomb Heath Jr.Purshe Kaplan Sterling InvestmentsDetwiler Fenton Investment Management LLC08-12-2011
Charles Edward RobertsPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network02-04-2011
Miriam C WeilerPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network02-04-2011
Nicholas John GiacoumakisPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network02-04-2011
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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