Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Michael CondonPurshe Kaplan Sterling InvestmentsLincoln Financial Securities Corporation$10006-26-2009
William Clark NewellPurshe Kaplan Sterling InvestmentsLPL Financial LLC$50003-31-2010
Christopher J. TobeyPurshe Kaplan Sterling InvestmentsLPL Financial LLC03-31-2010
Grigoriy GrinshteynPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10010-01-2010
Nicholas Raymond KraszykPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10010-01-2010
Kenneth George Seropian Jr.Purshe Kaplan Sterling InvestmentsUSI Advisors01-24-2011
Patrick Michael RandallPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$15002-04-2011
Nicholas John GiacoumakisPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network02-04-2011
Miriam C WeilerPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network02-04-2011
Charles Edward RobertsPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments02-04-2011
Darwin Whitcomb Heath Jr.Purshe Kaplan Sterling InvestmentsDetwiler Fenton Investment Management LLC$25008-12-2011
David Charles AstruePurshe Kaplan Sterling InvestmentsLPL Financial LLC$25009-16-2011
Hugh Patrick Maginnis Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley09-30-2011
Samuel Mcmanus KieferPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15002-17-2012
William Joseph D'AgostinoPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10007-13-2012
Jennifer Mary AdamsPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10007-13-2012
Travis Allen TuckerPurshe Kaplan Sterling InvestmentsMorgan Stanley$25010-15-2012
Donald Philip BruscaPurshe Kaplan Sterling InvestmentsMorgan Stanley$50010-15-2012
Stacy Ann BazylinskiPurshe Kaplan Sterling InvestmentsMorgan Stanley$50010-15-2012
Paul M LitchfieldPurshe Kaplan Sterling InvestmentsMorgan Stanley$10008-21-2013
Kelly Ann ShanahanPurshe Kaplan Sterling InvestmentsTransamerica Financial Advisors, Inc09-26-2014
Paul A. Squarcia Jr.Purshe Kaplan Sterling InvestmentsONE Charles Private Wealth, LLC$10311-13-2015
Erik Randall WallinPurshe Kaplan Sterling InvestmentsONE Charles Private Wealth, LLC11-13-2015
Chad Steven LeveronePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$50011-16-2015
Lee Nelson SchmertzlerPurshe Kaplan Sterling InvestmentsM Holdings Securities, Inc.$15003-08-2016
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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