Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew J. GorgolRaymond James & Associates, Inc.UBS Financial Services Inc.01-29-2020
Wendy Jill KarkoskaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-09-2019
William Frederick Drew IIIRaymond James & Associates, Inc.Morgan Stanley$5002-15-2019
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-11-2019
Mark Mccoy BarberRaymond James & Associates, Inc.Morgan Stanley$9208-31-2018
Malik A. SmithRaymond James & Associates, Inc.Morgan Stanley07-16-2018
Christopher Stephen GalloRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15005-11-2018
Marc Barry OrloffRaymond James & Associates, Inc.J.P. Morgan Securities LLC$1005-11-2018
Vincent Paul LisankeRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5004-10-2018
Matthew T LefebvreRaymond James & Associates, Inc.Morgan Stanley02-23-2018
Phillip Pierre ClosuitRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5701-04-2018
Daniel LarsenRaymond James & Associates, Inc.Girard Partners Ltd.10-25-2017
Brendan Patrick HurleyRaymond James & Associates, Inc.Morgan Stanley08-09-2017
Kevin Michael DowdRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2017
Matthew Alden PalmgrenRaymond James & Associates, Inc.Fidelity Distributors Company LLC01-09-2017
Stephen Bruce PryorRaymond James & Associates, Inc.RBC Capital Markets, LLC01-05-2017
David Alan RiceRaymond James & Associates, Inc.RBC Capital Markets, LLC07-29-2016
Richard Evelyn Byrd IIIRaymond James & Associates, Inc.Morgan Stanley05-06-2016
Edward William GalvinRaymond James & Associates, Inc.Morgan Stanley$2505-06-2016
Graham Francis GoodwinRaymond James & Associates, Inc.Morgan Stanley05-06-2016
Robert Warren Phinney Jr.Raymond James & Associates, Inc.Morgan Stanley$5002-12-2016
Stephen James EricksonRaymond James & Associates, Inc.UBS Financial Services Inc.$2509-04-2015
Scott Munroe LouderRaymond James & Associates, Inc.UBS Financial Services Inc.$10009-04-2015
Michael John MartinRaymond James & Associates, Inc.UBS Financial Services Inc.$1009-04-2015
Christopher Michael LussierRaymond James & Associates, Inc.UBS Financial Services Inc.$1009-04-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.