Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Ownen TrippRaymond James & Associates, Inc.Edward Jones04-08-2014
Matthew Alden PalmgrenRaymond James & Associates, Inc.Fidelity Distributors Company LLC01-09-2017
Daniel LarsenRaymond James & Associates, Inc.Girard Partners Ltd.10-25-2017
Christopher Stephen GalloRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15005-11-2018
Marc Barry OrloffRaymond James & Associates, Inc.J.P. Morgan Securities LLC$1005-11-2018
Vincent Paul LisankeRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5004-10-2018
Jonathan Richard CrawleyRaymond James & Associates, Inc.J.P. Morgan Securities LLC$101-12-2015
Wendy Jill KarkoskaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-09-2019
Phillip Pierre ClosuitRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5701-04-2018
Kevin Michael DowdRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2017
Paul Robert Fehrenbach Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-08-2014
Joseph Paul WoitkoskiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-05-2010
Kristen RagusinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$14007-09-2020
Eric Hobin, Jiles Robinson, Antonio Sordillo, Jason Whittier Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$37507-09-2020
William Frederick Drew IIIRaymond James & Associates, Inc.Morgan Stanley$5002-15-2019
Mark Mccoy BarberRaymond James & Associates, Inc.Morgan Stanley$9208-31-2018
Malik A. SmithRaymond James & Associates, Inc.Morgan Stanley07-16-2018
Matthew T LefebvreRaymond James & Associates, Inc.Morgan Stanley02-23-2018
Brendan Patrick HurleyRaymond James & Associates, Inc.Morgan Stanley08-09-2017
Richard Evelyn Byrd IIIRaymond James & Associates, Inc.Morgan Stanley05-06-2016
Edward William GalvinRaymond James & Associates, Inc.Morgan Stanley$2505-06-2016
Graham Francis GoodwinRaymond James & Associates, Inc.Morgan Stanley05-06-2016
Robert Warren Phinney Jr.Raymond James & Associates, Inc.Morgan Stanley$5002-12-2016
Paul Gerard ChiampaRaymond James & Associates, Inc.Morgan Stanley$15011-13-2012
Jamil EyvazzadehRaymond James & Associates, Inc.Morgan Stanley$15005-25-2012
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.