Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-11-2019
Brendan Patrick HurleyRaymond James & Associates, Inc.Morgan Stanley08-09-2017
Charles M BonatakisRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$15002-02-2009
Christopher Michael LussierRaymond James & Associates, Inc.UBS Financial Services Inc.$1009-04-2015
Christopher Stephen GalloRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15005-11-2018
Daniel Jon RabatskyRaymond James & Associates, Inc.Morgan Stanley05-11-2012
Daniel LarsenRaymond James & Associates, Inc.Girard Partners Ltd.10-25-2017
David Alan RiceRaymond James & Associates, Inc.RBC Capital Markets, LLC07-29-2016
Edward William GalvinRaymond James & Associates, Inc.Morgan Stanley$2505-06-2016
Eric Hobin, Jiles Robinson, Antonio Sordillo, Jason Whittier Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$37507-09-2020
Francis Patrick McDonnell IIIRaymond James & Associates, Inc.RBC Capital Markets, LLC08-12-2011
Gary Edward McGovernRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-12-2011
Geoffrey William MooreRaymond James & Associates, Inc.UBS Financial Services Inc.$20002-03-2009
George Constantine GouzounisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-13-2013
Graham Francis GoodwinRaymond James & Associates, Inc.Morgan Stanley05-06-2016
James J DowdRaymond James & Associates, Inc.Morgan Stanley$10002-10-2012
Jamil EyvazzadehRaymond James & Associates, Inc.Morgan Stanley$15005-25-2012
John Jason FlahertyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-12-2011
John S BonatakisRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10002-02-2009
Jonathan Richard CrawleyRaymond James & Associates, Inc.J.P. Morgan Securities LLC$101-12-2015
Joseph Paul WoitkoskiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-05-2010
Kevin Michael DowdRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2017
Kristen RagusinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$14007-09-2020
Malik A. SmithRaymond James & Associates, Inc.Morgan Stanley07-16-2018
Marc Barry OrloffRaymond James & Associates, Inc.J.P. Morgan Securities LLC$1005-11-2018
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.