Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Swan Sihua ShenSagePoint Financial, Inc.Capital Financial Services, Inc.$10007-01-2019
David Raymond McgearySagePoint Financial, Inc.MML Investors Services, LLC06-04-2019
Paul MauroSagePoint Financial, Inc.SII Investments, Inc.$77603-29-2018
Michael TartariniSagePoint Financial, Inc.Infinex Investments, Inc.$15002-28-2018
William Francis Balint JrSagePoint Financial, Inc.MML Investors Services, LLC02-26-2018
Paul MauroSagePoint Financial, Inc.SII Investments, Inc.$65612-21-2017
Paul Joseph MauroSagePoint Financial, Inc.SII Investments, Inc.$6911-28-2017
Thomas David FisherSagePoint Financial, Inc.SII Investments, Inc.$2311-28-2017
Edward Lawrence Kiernan IvSagePoint Financial, Inc.SII Investments, Inc.$25011-28-2017
Joan Carmen BoydSagePoint Financial, Inc.SII Investments, Inc.11-28-2017
Jonathan M GreenSagePoint Financial, Inc.SII Investments, Inc.11-28-2017
Margaret Ellen GreenSagePoint Financial, Inc.SII Investments, Inc.11-28-2017
Jason BatistaSagePoint Financial, Inc.SII Investments, Inc.$2711-28-2017
Jessica Lynn ColeSagePoint Financial, Inc.SII Investments, Inc.11-28-2017
Jeffrey Michael DavisSagePoint Financial, Inc.Investors Capital Corp.08-26-2016
Charles Daniel SearsSagePoint Financial, Inc.Bolton Securities Corporation12-01-2015
Joseph Louis CristadoroSagePoint Financial, Inc.Questar Capital Corporation06-23-2015
Thomas John ClaySagePoint Financial, Inc.Questar Capital Corporation$5006-23-2015
John Patrick ConnorsSagePoint Financial, Inc.Bolton Global Capital01-08-2015
Dennis Joseph DemuthSagePoint Financial, Inc.Ameriprise Financial Services, LLC11-24-2014
Wayne Paul ProulxSagePoint Financial, Inc.Signator Investors, Inc.$5010-27-2014
William Jay GoldsmithSagePoint Financial, Inc.Cambridge Investment Research, Inc.07-18-2013
Samantha Jean FlemingSagePoint Financial, Inc.Citizens Securities, Inc.02-11-2013
Shawn Benjamin FiskeSagePoint Financial, Inc.Ameriprise Financial Services, LLC07-08-2009
Denise Marie CataldoSagePoint Financial, Inc.U.S. Wealth Advisors, LLC.05-27-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.