Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Paul MayerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Jeannine Rafaela Tria ZamoraSantander Securities LLCNYLIFE Securities LLC11-07-2018
Kieron John NutbrownSantander Securities LLCMorgan Stanley10-23-2018
Paul Francis StanfordSantander Securities LLCAmeriprise Financial Services, Inc.$110-05-2018
James TalcottSantander Securities LLCCitizens Securities, Inc.07-26-2018
Daniel Joseph Ferreira Jr.Santander Securities LLCNYLIFE Securities LLC05-24-2018
Phillip A O'BrienSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2018
Peter Vinson YungerSantander Securities LLCCommonwealth Financial Network01-05-2018
Oleavia L PattersonSantander Securities LLCCitizens Securities, Inc.12-18-2017
Ralph Eugene LucciSantander Securities LLCGWFS Equities, Inc.11-17-2017
John Richardson CockrellSantander Securities LLCCharles Schwab & Co., Inc.11-15-2017
Christopher Dennis CaronSantander Securities LLCFlagship Harbor Advisors, LLC11-01-2017
Tristan Thomas HendersonSantander Securities LLCFidelity Brokerage Services LLC10-25-2017
Daniel Mark DevaneSantander Securities LLCVoya Financial Advisors, Inc.09-22-2017
Stephen Ross HutterSantander Securities LLCVoya Financial Advisors, Inc.09-13-2017
Bakhtiar HussainiSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-31-2017
Scott I. KlugeSantander Securities LLCMML Distributors, LLC08-25-2017
Jeffrey Michael Maciejowski IISantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2017
Travis James GrossSantander Securities LLCFisher Investments05-23-2017
Reeze Sum LohSantander Securities LLCInfinex Investments, Inc.05-04-2017
John Leonard RussoSantander Securities LLCLPL Financial LLC04-12-2017
Robert John HerbisonSantander Securities LLCEdward Jones03-15-2017
Gerard Paul Delannoy Jr.Santander Securities LLCSignator Investors, Inc.03-09-2017
Kevin Patrick HalloranSantander Securities LLCCitizens Securities, Inc.$102-16-2017
J. Severin Severin BergeronSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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