Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ameya JoshiSantander Securities LLCNYLIFE Securities LLC08-14-2020
Tatiana SigalovaSantander Securities LLCCitizens Securities, Inc.07-06-2020
Ana P PascualSantander Securities LLCJ.P. Morgan Securities LLC06-29-2020
Eric Joseph FoleySantander Securities LLCTIAA-CREF Individual & Institutional Services, LLC05-08-2020
Andre S HabibSantander Securities LLCCitizens Securities, Inc.$5004-23-2020
Charles K FrankianSantander Securities LLCCitizens Securities, Inc.12-18-2019
Joseph LagnerSantander Securities LLCPaychex Securities Corporation11-22-2019
Aaron FoleySantander Securities LLCCitizens Securities, Inc.$5011-12-2019
Dylan A SouterSantander Securities LLCNorthwestern Mutual Investment Services, LLC11-12-2019
Lucia Valentina LenaSantander Securities LLCWells Fargo Clearing Services, LLC11-06-2019
Ruth ChiccaSantander Securities LLCMML Investors Services, LLC10-29-2019
Andrew K MorehouseSantander Securities LLCVoya Financial Advisors, Inc.09-23-2019
Oscar RodriguezSantander Securities LLCCitizens Securities, Inc.09-20-2019
Hardy TeySantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Candice TravisSantander Securities LLCCitizens Securities, Inc.08-23-2019
Chad A PoiresSantander Securities LLCCitizens Securities, Inc.08-21-2019
Peter CoutracosSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-02-2019
William HagertySantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Christopher D AntonelliSantander Securities LLCMorgan Stanley06-18-2019
Daniel Joseph NortonSantander Securities LLCEquitable Advisors, LLC04-09-2019
Patrick Sean MeehanSantander Securities LLCFSC Securities Corporation03-25-2019
Tisha Nichol EvansSantander Securities LLCCitizens Securities, Inc.02-13-2019
Haresh TiwariSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Keith P MayerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Colleen CannySantander Securities LLCJ.P. Morgan Securities LLC01-08-2019
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.