Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Oscar G RodriguezSantander Securities LLCCitizens Securities, Inc.09-20-2019
Erika A Van LingenSantander Securities LLCVoya Financial Advisors, Inc.06-24-2019
Alan FelenchakSantander Securities LLCAllstate Financial Services, LLC$5005-22-2019
Keith Paul MayerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Herbert D. KylesSantander Securities LLCFinivi Inc.09-27-2018
Maria Claudia RojasSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
James TalcottSantander Securities LLCCitizens Securities, Inc.07-26-2018
Evangelos IoakimidisSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2018
Michael Jason OliveriSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2018
Ali ShahmohammadiSantander Securities LLCPruco Securities, LLC.02-09-2018
Peter Vinson YungerSantander Securities LLCCommonwealth Financial Network01-05-2018
Oleavia L PattersonSantander Securities LLCCitizens Securities, Inc.12-18-2017
Christopher D. CaronSantander Securities LLCFlagship Harbor Advisors, LLC11-01-2017
Christopher J FraineSantander Securities LLCVoya Financial Advisors, Inc.$1010-13-2017
Bakhtiar HussainiSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Scott I. KlugeSantander Securities LLCMML Distributors, LLC08-25-2017
Jeffrey Michael Maciejowski IISantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2017
Travis James GrossSantander Securities LLCFisher Investments05-23-2017
Reeze Chinsum LohSantander Securities LLCInfinex Investments, Inc.05-04-2017
Kevin Patrick HalloranSantander Securities LLCCitizens Securities, Inc.02-16-2017
J. Severin Robert BergeronSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
Lloyd Ward JohnsonSantander Securities LLCCitizens Securities, Inc.01-26-2017
Gary Thomas GeraciSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2016
Karen Mae McKim-SchurgaSantander Securities LLCProEquities, Inc.04-06-2016
Kevin Machado BettencourtSantander Securities LLCNYLIFE Securities LLC01-06-2016
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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