Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan FelenchakSantander Securities LLCAllstate Financial Services, LLC$50005-22-2019
Blerina SinojmeriSantander Securities LLCCitizens Securities, Inc.01-04-2019
Christen Marie McCarthySantander Securities LLCPruco Securities, LLC.04-26-2019
Christopher Dodd AntonelliSantander Securities LLCMorgan Stanley06-18-2019
Christopher Patrick GreeleySantander Securities LLCVoya Financial Advisors, Inc.06-21-2019
Colleen M. CannySantander Securities LLCJ.P. Morgan Securities LLC01-08-2019
Daniel Joseph NortonSantander Securities LLCAXA Advisors, LLC04-09-2019
Erika A Van LingenSantander Securities LLCVoya Financial Advisors, Inc.06-24-2019
Frank Joseph GenatossioSantander Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-22-2018
Haresh TiwariSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-08-2019
Herbert D. KylesSantander Securities LLCFinivi Inc.09-27-2018
Keith Paul MayerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Kieron John NutbrownSantander Securities LLCMorgan Stanley10-23-2018
Maria Claudia RojasSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Paul Francis StanfordSantander Securities LLCAmeriprise Financial Services, Inc.$10010-05-2018
Peter CoutracosSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-02-2019
Radvydas PeciokasSantander Securities LLCCitizens Securities, Inc.11-16-2018
Steve H NguyenSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
William HagertySantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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