Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Earl MooreSignator Investors, Inc.MML Investors Services, LLC03-02-2018
Michael Douglas GleasonSignator Investors, Inc.The Milestone Group, Inc.08-18-2017
Nicole Renee LahousseSignator Investors, Inc.Morgan Stanley05-19-2017
Daniel Stephen Enos Jr.Signator Investors, Inc.Fidelity Brokerage Services LLC04-25-2017
Benjamin Morton BraunSignator Investors, Inc.MML Investors Services, LLC09-09-2016
Linda Marie SaundersSignator Investors, Inc.Allstate Financial Services, LLC11-02-2015
Huiming GuoSignator Investors, Inc.MML Investors Services, LLC08-11-2015
Carly Briden LongSignator Investors, Inc.Edward Jones10-20-2014
Jesse Joel BrownSignator Investors, Inc.Fidelity Brokerage Services LLC09-26-2014
Troy Anders FranzenSignator Investors, Inc.City National Securities, Inc.01-06-2014
Trey Harold WhalleySignator Investors, Inc.MetLife Securities Inc.12-20-2013
Robert Patrick Vona Jr.Signator Investors, Inc.CHANGING TIMES FINANCIAL06-22-2013
Whitney Howard FlorenSignator Investors, Inc.UBS Financial Services Inc.04-19-2013
Daniel James HickeySignator Investors, Inc.MWA Financial Services Inc.01-25-2013
William Champlain Lippincott IIISignator Investors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2013
Greg HopkinsSignator Investors, Inc.MetLife Securities Inc.09-06-2012
Melissa Ann CouchSignator Investors, Inc.MML Investors Services, LLC08-10-2012
Gregory R FortierSignator Investors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2012
James Mackey ClingensmithSignator Investors, Inc.Ameriprise Financial Services, Inc.05-09-2012
Marc James GaudetteSignator Investors, Inc.MML Investors Services, LLC02-13-2012
John Stephen MahoneySignator Investors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2012
Louis Anthony FerrelliSignator Investors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2011
Michael Joseph MolloySignator Investors, Inc.American Portfolios Financial Services, Inc.02-19-2010
Adam J. ShermanSignator Investors, Inc.Park Avenue Securities LLC07-22-2009
Stephen Henry RussellSignator Investors, Inc.VALIC Financial Advisors, Inc.05-29-2009
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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