Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Richard CrespiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-14-2018
Christopher D StoddardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15012-15-2016
Jeffrey Richardson BaconStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15008-01-2016
Sailing David AdlerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC08-01-2016
John Kevin O'Keefe Jr.Stifel, Nicolaus & Company, IncorporatedMoors & Cabot, Inc.$15011-06-2015
Christopher P GenatossioStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-23-2015
Jeffrey Paul Vickers Sr.Stifel, Nicolaus & Company, IncorporatedEdward Jones10-01-2015
Jeffrey Kenneth CoreyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.11-26-2014
Paul Albert LaurellStifel, Nicolaus & Company, IncorporatedSantander Securities LLC01-13-2014
Thomas Frederick Mcclutchy Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley07-12-2013
Sheryl Leeyarvitz CoxStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-26-2013
Kenneth G FortiniStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2507-19-2012
Nicholas John DimennaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5004-20-2012
Ralph Edward LabriolaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5004-20-2012
Sean Michael DeanStifel, Nicolaus & Company, IncorporatedLeerink Partners LLC$5003-09-2012
Keith Wesley BladesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-07-2011
William Michael O'MalleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-07-2010
James Richard MapplethorpeStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-27-2009
Sean Malcolm DrinanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-27-2009
William Herbert CaruanaStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10005-27-2009
Daniel Louis FitzgeraldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-20-2009
Kim Allyson KerrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$6505-04-2009
Robert Lloyd Polleys Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-29-2009
Joseph Anthony GalluzzoStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10004-09-2009
Thomas James MaddenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5004-09-2009
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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