Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison Engelhardt PopeoStrategic Advisers LLCNorth American Management Corp06-19-2017
Kristin Mary BoldStrategic Advisers LLCPark Avenue Securities LLC04-12-2017
Mark Joseph LombardiStrategic Advisers LLCNYLIFE Securities LLC02-28-2017
Daniel Lewis LinnehanStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2016
Daniel PattersonStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2016
Sean Michael CummingsStrategic Advisers LLCSignator Investors, Inc.08-25-2015
Joshua Lee CasperStrategic Advisers LLCUSAA Financial Advisors, Inc.08-04-2015
Edward Joseph Walsh IIIStrategic Advisers LLCLPL Financial LLC05-12-2015
Todd David MicklovichStrategic Advisers LLCCantella & Co., Inc.05-04-2015
Kimberly Beth BoucherStrategic Advisers LLCAmundi Pioneer Distributor, Inc.03-30-2015
Douglas James ColtonStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2015
Timothy Steven ParadisStrategic Advisers LLCBaldwin & Clarke Advisory Services, Inc.10-06-2014
Charles F. WilderStrategic Advisers LLCAXA Advisors, LLC09-02-2014
Michael Bernard ReganStrategic Advisers LLCiCapital, LLC08-12-2014
Curtis Matthew KelleyStrategic Advisers LLCSignator Investors, Inc.06-03-2014
Gabriel Borejsza BerkowitzStrategic Advisers LLCMorgan Stanley03-04-2014
Michael Anthony RoyStrategic Advisers LLCInvestment Professionals, Inc.10-07-2013
Nathan Armando CarvalhoStrategic Advisers LLCCitizens Securities, Inc.09-30-2013
Christopher Michael ThomasStrategic Advisers LLCCharles Schwab & Co., Inc.09-24-2013
William Gregory StarrStrategic Advisers LLCR.W.Pressprich & Co.09-09-2013
Ryan Elizabeth ViktorinStrategic Advisers LLCMorgan Stanley08-26-2013
Colin Andrew GallagherStrategic Advisers LLCMorgan Stanley06-24-2013
Laura Elizabeth MaxwellStrategic Advisers LLCWells Fargo Clearing Services, LLC06-24-2013
Christopher Paul ColantoniStrategic Advisers LLCGuardian Investor Services LLC04-01-2013
Kirk AndersonStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2013
Next Page »

Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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