Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Travis WojciechowskiTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.12-18-2018
Anna Viktorovna RifkinTIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.12-10-2018
Shawn Christopher JenningsTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.12-07-2018
Brian Gerard DonoghueTIAA-CREF Individual & Institutional Services, LLCColumbia Management Investment Distributors, Inc.12-03-2018
Dennis Michael SextonTIAA-CREF Individual & Institutional Services, LLCAdvisory Group Equity Services Ltd.09-17-2018
Joanna Boguslawa BurzynskaTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC06-19-2018
Christopher Robbi HarrisTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley06-14-2018
Stephanie A CaseyTIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.06-12-2018
Kimberly Byun DulaurenceTIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.05-31-2018
Mariah MainesTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC03-24-2017
Steven Gavin WolfeTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2016
David Billings Reynolds JrTIAA-CREF Individual & Institutional Services, LLCInfinex Investments, Inc.05-18-2016
Gwen Borowicz DadolyTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC$15005-03-2016
Stephen M LuceroTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC04-26-2016
William Russell GreenTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2016
Ryan Stanley JordanTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2016
David Robert RyanTIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.12-09-2015
Richard Murray HeldTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2015
Todd Michael MyattTIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.$2506-26-2015
Bernard Joseph DecunhaTIAA-CREF Individual & Institutional Services, LLCNYLIFE Securities LLC04-07-2015
Preeti Madhu TandonTIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.11-25-2014
Juleby Anthony HirschTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley09-16-2014
Antonios GiakoumisTIAA-CREF Individual & Institutional Services, LLCEdward Jones08-26-2014
John Michael SchulerTIAA-CREF Individual & Institutional Services, LLCKey Investment Services LLC08-20-2014
Denise Marie GovoniTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC08-07-2014
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.