Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert M. Ryan, Craig A. LewisUBS Financial Services Inc.Morgan Stanley$35002-15-2019
Robert Michael RyanUBS Financial Services Inc.Morgan Stanley$5002-15-2019
Craig Allen LewisUBS Financial Services Inc.Morgan Stanley$5002-15-2019
Devin Michael CallinanUBS Financial Services Inc.Fidelity Brokerage Services LLC06-13-2018
Steven T. SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-21-2018
Brandon Spaulding AffeldtUBS Financial Services Inc.Columbia Management Investment Distributors, Inc.01-22-2018
Brennan Christopher CollinsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2017
Ryan Joseph McGovernUBS Financial Services Inc.Morgan Stanley07-26-2017
Stephen Robert DunneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5006-20-2016
Jessica GuoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2016
Adam Paul RogersUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-14-2016
Michael Clark BishopUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-14-2016
James L. PelletierUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-07-2016
Christopher Leo HerlihyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-05-2016
Matthew F. GaffneyUBS Financial Services Inc.Morgan Stanley$2512-11-2015
Patrick Joseph FiliceUBS Financial Services Inc.Morgan Stanley12-11-2015
Christopher CotterUBS Financial Services Inc.State Street Global Advisors Funds Distributors, LLC12-09-2015
Gordon Thomas GreerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10012-07-2015
Jose Joaquin Rodriguez-VillalobosUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$2512-07-2015
Simon Alexander ClarkeUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15012-02-2015
Mitchell James RiesenbergerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-02-2015
Matthew J McAuliffeUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-30-2015
Paul Timothy ConnollyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5011-24-2015
Alexander Victor MartinelliUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10011-18-2015
Jonathan Joseph GalliUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5011-18-2015
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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