Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven T. SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2018
Brennan Christopher CollinsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2017
Jessica GuoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2016
Michael LaliberteUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2016
Amy Caroline LoughranUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2014
Timothy Richard JonesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2014
John Joseph Halloran IIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2013
Clifton Roy Spinney Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2013
Roderick John WagnerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1012-03-2012
Sharon Ann MastrangeloUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-26-2012
Gayle S G RosewellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2012
Jeffrey Kenneth CoreyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2011
Robert S EdmundsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2011
James W BuzgoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Daniel Francis MilesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Jeffrey Grant AffeldtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
James Andrew CalabreseUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-30-2009
Christine Santos ShukesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Peter Hamilton NeeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-15-2009
Kevin Jerome DonovanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2009
Joseph Coalter WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2009
David Reynolds AveryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-05-2009
Jeffrey Ian AppelsteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-02-2009
Justin Hill MonahanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20001-02-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.