Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Lee RobbinsWells Fargo Advisors Financial Network, LLCFirst Command Financial Planning, Inc.$10004-05-2018
Christian Reynolds ParkerWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5010-14-2016
Peter Hamilton NeeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15010-14-2016
Robert Samuel EdmundsWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5010-14-2016
Earl Daniel AxelsonWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10003-01-2016
Louis Francis ChongWells Fargo Advisors Financial Network, LLCCambridge Investment Research, Inc.$111-02-2015
Joseph William MccarthyWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.10-07-2015
Brian Michael KenneyWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.10-02-2015
Daniel Lawrence PimentalWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.$10010-02-2015
Jeffrey Samuel MehneWells Fargo Advisors Financial Network, LLCNatixis Distribution, L.P.07-22-2015
Jeff D. ThompsonWells Fargo Advisors Financial Network, LLCMorgan Stanley$5006-05-2015
Evan Michael SacksWells Fargo Advisors Financial Network, LLCMorgan Stanley04-17-2015
Michael J MccarthyWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$102-27-2015
Adam Christopher KirbyWells Fargo Advisors Financial Network, LLCMorgan Stanley$110-10-2014
William Berry KirbyWells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-10-2014
Bradley Allen GorneyWells Fargo Advisors Financial Network, LLCMorgan Stanley$2508-01-2014
Damien Thomas DepeterWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-27-2013
Matthew Jason McloyWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.02-08-2013
Robert Lowell LyonWells Fargo Advisors Financial Network, LLCLPL Financial LLC01-11-2013
Carol Ann ScatoliniWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2011
Peter Geary MartinWells Fargo Advisors Financial Network, LLCInvestors Capital Corp.11-05-2010
Mark Adam SchiffenhausWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-04-2010
Kent Wilson WhitakerWells Fargo Advisors Financial Network, LLCLPL Financial LLC$5005-03-2010
Samuel Alan GoldbergWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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