Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leo Anthony Robinson Jr.Wells Fargo Clearing Services, LLC Morgan Stanley$8106-06-2019
Peter Michael AnnicelliWells Fargo Clearing Services, LLCPainewebber Incorporated$10005-02-2019
Robert Leonard RiceWells Fargo Clearing Services, LLCUBS Financial Services Inc.$101-02-2019
Samuel StarrWells Fargo Clearing Services, LLCUBS Financial Services Inc.$101-02-2019
Nathan Robert FalsoWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-15-2018
Michael Joseph CosenzaWells Fargo Clearing Services, LLCMFS Fund Distributors, Inc.10-08-2018
Michael Andrew TretheweyWells Fargo Clearing Services, LLCMorgan Stanley$10006-29-2018
Norman Fuller Barrett IIIWells Fargo Clearing Services, LLCUBS Financial Services Inc.$103-02-2018
Johan Manuel PereiraWells Fargo Clearing Services, LLCSantander Securities LLC12-19-2017
Dale Francis Lavelle Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2017
Charles William GableWells Fargo Clearing Services, LLCLPL Financial LLC12-12-2017
Brandon Richard MahlerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.10-06-2017
Scott Anthony CollinsWells Fargo Clearing Services, LLCUBS Financial Services Inc.$6408-18-2017
Debbie Shih-Ying HsuWells Fargo Clearing Services, LLCCitizens Securities, Inc.$106-30-2017
Michael Lewis KantrowitzWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-31-2017
Peter Hutchins CahillWells Fargo Clearing Services, LLCColumbia Management Investment Distributors, Inc.02-24-2017
Francis Joseph GenatossioWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2017
Joel CheryWells Fargo Clearing Services, LLCMorgan Stanley$10002-10-2017
Alphonse Michael LucibelloWells Fargo Clearing Services, LLCMorgan Stanley09-09-2016
Christopher D StoddardWells Fargo Clearing Services, LLCMorgan Stanley09-09-2016
David Carl SternWells Fargo Clearing Services, LLCMorgan Stanley$109-07-2016
David ManorWells Fargo Clearing Services, LLCSantander Securities LLC08-08-2016
Peter Frederick AngleWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-08-2016
Neil Neil ParsonsWells Fargo Clearing Services, LLCEdward Jones$107-05-2016
Philip Joseph DesantoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2016
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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