Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Damon Michael DelutiesWells Fargo Clearing Services, LLCMorgan Stanley$10009-18-2020
Dawn Marie CobakWells Fargo Clearing Services, LLCMorgan Stanley09-18-2020
Gary Alan RubinWells Fargo Clearing Services, LLCMorgan Stanley$10009-10-2020
Michael Patrick DunfeeWells Fargo Clearing Services, LLCMorgan Stanley$10008-28-2020
Michael Bernard BoucherWells Fargo Clearing Services, LLCMorgan Stanley$5008-28-2020
Andrew Joshua KatzWells Fargo Clearing Services, LLCMorgan Stanley$5008-28-2020
Peter Sean ClearyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15006-02-2020
CARL David ROBINSONWells Fargo Clearing Services, LLCM&T Securities, Inc.$1,00002-26-2020
William Michael SteadmanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC02-13-2020
Kevin Thomas OBrienWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.12-12-2019
Ronald Lee ShawWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-02-2019
Kim Marie ValentineWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-07-2019
Zachary Josef RoweWells Fargo Clearing Services, LLCHornor, Townsend & Kent, LLC06-17-2019
Leo Anthony Robinson JrWells Fargo Clearing Services, LLCMorgan Stanley$8106-06-2019
Peter Michael AnnicelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Susan Joyce BellavanceWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Christopher David ColemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Allan Harold CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2019
Salvatore GiacaloneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-29-2019
Jonathan Allan CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2019
Wyatt AndreoliWells Fargo Clearing Services, LLCSantander Securities LLC01-22-2019
Robert Leonard RiceWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Samuel StarrWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Kelly Patricia LevangieWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Nathan Robert FalsoWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-15-2018
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.