Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Bradley StaytonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-30-2011
Allan Harold CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2019
Alphonse Michael LucibelloWells Fargo Clearing Services, LLCMorgan Stanley09-09-2016
Anthony Charles MaistrellisWells Fargo Clearing Services, LLCMorgan Stanley$10011-02-2012
Anthony Michael TassoneWells Fargo Clearing Services, LLCMorgan Stanley$5002-13-2013
Bradley Wayne SmallWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-20-2009
Brandon Richard MahlerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.10-06-2017
Brendan Stephen KammererWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-12-2016
Brian Richard CunniffWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-09-2012
Catherine Derby BurgessWells Fargo Clearing Services, LLCMorgan Stanley$2512-14-2015
Charles William GableWells Fargo Clearing Services, LLCLPL Financial LLC12-12-2017
Christopher David ColemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Christopher James GoliniWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-08-2009
Christopher John McCarthyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2011
Christopher John RoeringWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-09-2009
Daniel Francis O'Neill Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5009-30-2014
Daniel Jozsef Bukkhegyi, John Henry CarrollWells Fargo Clearing Services, LLCMorgan Stanley$10010-04-2013
Daniel Lawrence CasoWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-25-2016
David Blakeney LeeWells Fargo Clearing Services, LLCMorgan Stanley$10010-04-2013
David Carl SternWells Fargo Clearing Services, LLCMorgan Stanley$5009-07-2016
David Hughes LeblondWells Fargo Clearing Services, LLCMorgan Stanley$10009-16-2010
David Thomas CiolfiWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-22-2017
Debbie S. HsuWells Fargo Clearing Services, LLCCitizens Securities, Inc.06-30-2017
Dominique Anne DonovanWells Fargo Clearing Services, LLCInvestors Capital Corp.07-11-2011
Dwain Allen DadolyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-04-2009
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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