Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Costa EvangelakosTriad Advisors LLCLincoln Financial Advisors Corporation$10007-19-2019
Richard Sholes MullenTriad Advisors LLCUBS Financial Services Inc.$15007-19-2019
Gregory BoyleTriad Advisors LLCUBS Financial Services Inc.$15007-19-2019
John Martin BayTriad Advisors LLCUBS Financial Services Inc.07-19-2019
John Peter RouthierTriad Advisors LLCLincoln Financial Advisors Corporation$15007-19-2019
Jack Andrew McCrokenTriad Advisors LLCUBS Financial Services Inc.07-19-2019
Barry Stephen JeansonNYLIFE Securities LLCNYLIFE Securities LLC07-19-2019
Vladislav Michael RomanovLPL Financial LLCWells Fargo Clearing Services, LLC07-18-2019
Andrea Bates McGrathMML Investors Services, LLCVoya Financial Advisors, Inc.$5007-17-2019
Adam Richard WojtkowskiSmith, Salley & Associates, LLCBeaumont Financial Partners LLC07-16-2019
Jeffery E McCormickBeck Bode LLCCetera Financial Specialists LLC07-15-2019
Brian Temple TuttleInfinex Investments, Inc.Santander Securities LLC07-13-2019
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Jazeb QamarJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Ira Gene SagerSorrento Pacific Financial, LLCFirst Allied Securities, Inc.$5007-11-2019
Brian C. FranfordCompass Wealth Management, LLCLincoln Investment07-11-2019
Andrew PfefferJ.P. Morgan Securities LLCSantander Securities LLC07-09-2019
William HagertySantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Elisabeth Leydon BradyMML Investors Services, LLCMWA Financial Services Inc.07-09-2019
Dennis Carl Wassung Jr.Abbot Financial Management, IncHuntwicke Securities, LLC07-09-2019
Dudley Long Millikin IIIThe Colony Group, LLCAurora Financial Advisors, LLC07-09-2019
Susan Marion MillerThe Colony Group, LLCAurora Financial Advisors, LLC07-09-2019
Gail Ann SullivanThe Colony Group, LLCAURORA FINANCIAL ADVISORS, LLC07-09-2019
Frederick Thomas BairdThe Colony Group, LLCAURORA FINANCIAL ADVISORS, LLC07-09-2019
Brianna HurleyMorgan StanleySantander Securities LLC07-09-2019
Next Page »

Showing 1 to 25 of 449 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.