Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelli Marie GrewBeacon Financial Planning of Cape CodAAFCPAs Wealth Management, LLC04-09-2019
Hongmei LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.06-14-2019
Shayne Christopher LaytonAscensus Broker Dealer Services, LLCAlight Financial Solutions, LLC06-10-2019
Alan FelenchakSantander Securities LLCAllstate Financial Services, LLC$5005-22-2019
Richard Charles HagopianCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-18-2019
Richard Michael FerauloAllstate Financial Services, LLCAmeriprise Financial Services, Inc.11-15-2018
Jim Zien, Kate Zien, Dennis GeroCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$8809-28-2018
Jarrod Christopher De SantisMML Investors Services, LLCAmeriprise Financial Services, Inc.$5009-13-2018
John W DemeoEdward JonesAmeriprise Financial Services, Inc.07-27-2018
Sydney Katherine SmithMutual of Omaha Investor Services, Inc.AXA Advisors, LLC02-27-2019
James Earl SaturneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-06-2018
Wendy Jill KarkoskaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10011-26-2018
Anthony Mark DonnellyAtlas Sustainable Wealth, LLCBeacon Pointe Advisors, LLC05-07-2019
Patrick Charles VaughanAdvisory Group Equity Services Ltd.Bequia Securities, LLC01-24-2019
Kristine N. GaumnitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.07-17-2019
Deirdre DennehyMorgan StanleyBoston Private Wealth05-07-2019
Timothy David LonerganMorgan StanleyBoston Private Wealth05-07-2019
Wesley Millar HardyNorthwestern Mutual Investment Services, LLCCadaret, Grant & Co., Inc.06-05-2019
Thomas M. Valentine Jr.MML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
Christopher Anthony LundCetera Advisor Networks LLCCapital Analysts$5004-24-2019
Swan Sihua ShenSagePoint Financial, Inc.Capital Financial Services, Inc.$10007-01-2019
Scott Edward ThaxtonLPL Financial LLCCarrThaxton Financial Group$10010-23-2018
Gregory Charles LavelleClient One Securities LLCCetera Advisor Networks LLC$1002-20-2019
Jeanine Marie BerattaFirst Allied Securities, Inc.Cetera Advisors LLC04-24-2019
Devon Matthew CooneyCambridge Investment Research, Inc.Charles Schwab & Co., Inc.01-28-2019
Next Page »

Showing 1 to 25 of 274 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.