Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Patrick HodsonAAFCPAs Wealth Management, LLCFerris Capital, LLC02-22-2019
Andrew Seth LabellAdvisory Group Equity Services Ltd.Detwiler Fenton & Co.05-01-2019
Patrick Charles VaughanAdvisory Group Equity Services Ltd.Bequia Securities, LLC01-24-2019
David Wayne LemonsAlapocas Investment PartnersEast Coast Asset Management, LLC03-29-2019
Jonathan Jed MeyersAllstate Financial Services, LLCLPL Financial LLC05-30-2019
Richard Michael FerauloAllstate Financial Services, LLCAmeriprise Financial Services, Inc.11-15-2018
Susan Lee KarschAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$5002-04-2019
Edward A. Karsch Jr.Ameriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-04-2019
Eva ValentineAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.$1011-30-2018
Stephen Laurence CraigAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-28-2018
Robert Cezar AndrewsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Robert Michael SavageAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
James Michael WilliamsAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5009-11-2018
Christopher James O'BrienAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Thomas Francis LeoneAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Carmine Paul ZottoliAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-24-2018
Gerard Joseph Hayes Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.$2508-24-2018
Hilary Elizabeth O'MalleyAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Thomas P Fiorentino Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Jonathan David PierceAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Scott Anderson SwartzAndersonLane AssociatesTFC Financial Management Inc05-09-2019
Jeremy Josef VailleArsenal Financial, LLCFidelity Brokerage Services LLC02-06-2019
Shayne Christopher LaytonAscensus Broker Dealer Services, LLCAlight Financial Solutions, LLC06-10-2019
Jason Ryan GilbertAscensus Broker Dealer Services, LLCPrudential Investment Management Services LLC04-15-2019
Joseph J. OsseyAscensus Broker Dealer Services, LLCTransamerica Investors Securities Corporation09-06-2018
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Showing 1 to 25 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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