Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clare Amelia CiervoFSC Securities CorporationNorthStar Asset Management Inc$25007-19-2018
Stephen BradleyRaymond JamesUBS Financial Services Inc. Inc.$16007-20-2018
Stephen James BradleyRaymond James Financial Services, Inc.UBS Financial Services Inc.$5007-20-2018
Peter C PlantLPL Financial LLCLincoln Financial Securities Corporation$2507-20-2018
Chelsea BottaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Republic Securities Company, LLC07-24-2018
James TalcottSantander Securities LLCCitizens Securities, Inc.07-26-2018
Sam HodgsonFirst Republic SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$65007-27-2018
Samuel Haggis HodgsonFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-27-2018
John W DemeoEdward JonesAmeriprise Financial Services, Inc.07-27-2018
James Ernest JolyCantella & Co., Inc.Voya Financial Advisors, Inc.$5007-28-2018
Andrew B. BallEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Nicole E PeterkinPeterkin Financial, LLCThe Patriot Financial Group, LLC08-07-2018
Maria Claudia RojasSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Timothy Paul GolandLPL Financial LLCInfinex Investments, Inc.08-21-2018
Alex John KastrinakisPark Avenue Securities LLCUnited Planners' Financial Services of America A Limited Partner08-21-2018
Julie Anne TalbotFidelity Personal and Workplace AdvisorsStrategic Advisers LLC08-23-2018
Carmine Paul ZottoliAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-24-2018
Gerard Joseph Hayes Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.$2508-24-2018
Amy Elizabeth SantarelliCommonwealth Financial NetworkUBS Financial Services Inc.$2508-24-2018
Hilary Elizabeth O'MalleyAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Robert Gibson Abbott IIIAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC08-24-2018
Thomas P Fiorentino Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Jonathan David PierceAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
David O'Donnell, Michael TashjianSecurities America, Inc.LPL Financial LLC LLC$65008-30-2018
Mark Mccoy BarberRaymond James & Associates, Inc.Morgan Stanley$9208-31-2018
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Showing 1 to 25 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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