Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam J. ShermanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Alan FelenchakSantander Securities LLCAllstate Financial Services, LLC$5005-22-2019
Alex John KastrinakisPark Avenue Securities LLCUnited Planners' Financial Services of America A Limited Partner08-21-2018
Aliina Marie LaineRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Alison Mary DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Allan Harold CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2019
Amie Lauren RoachMML Investors Services, LLCLPL Financial LLC$5003-08-2019
Amy Elizabeth SantarelliCommonwealth Financial NetworkUBS Financial Services Inc.$2508-24-2018
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Andrew B. BallEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Andrew Otis HawesMML Investors Services, LLCColumbia Management Investment Distributors, Inc.03-25-2019
Andrew Seth LabellAdvisory Group Equity Services Ltd.Detwiler Fenton & Co.05-01-2019
Anthony BoltLPL Financial LLCSantander Securities LLC12-18-2018
Anthony Mark DonnellyAtlas Sustainable Wealth, LLCBeacon Pointe Advisors, LLC05-07-2019
Anthony Ralph Di ChiaraRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ashley Jean BreaultCetera Advisors LLCPIMCO Investments LLC05-02-2019
Aya Mostafa MetwallyMorgan StanleyCitizens Securities, Inc.10-25-2018
Barry KolanoRaymond JamesWells Fargo Advisors$11301-11-2019
Brenton Alexander PittRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Brian Joseph QuinnRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Matthew RysRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Quinlan CorridanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.12-03-2018
Brian T. HarrisFidelity Personal and Workplace AdvisorsStrategic Advisers LLC12-06-2018
Bruce WilliamsonVoya Financial Advisors, Inc.HD Vest Investment Services02-28-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
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Showing 1 to 25 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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