Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabrielle Mary ClemensRBC Capital Markets, LLCUBS Financial Services Inc.10-12-2018
Nordo M Nissi IIIPleasant Street Wealth Advisors, LLCM. S. Howells & Co.10-11-2018
Edward J Destefano Jr.Fortune Financial Services, Inc.Foresters Equity Services, Inc.10-10-2018
Theodore J. Van GervenModern Wealth Builders, LLCCompass Wealth Management, LLC10-10-2018
Michael Joseph CosenzaWells Fargo Clearing Services, LLCMFS Fund Distributors, Inc.10-08-2018
Timothy Jude WalshFortune Financial Services, Inc.Foresters Equity Services, Inc.10-02-2018
Jim Zien, Kate Zien, Dennis GeroCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$8809-28-2018
Stephen Laurence CraigAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-28-2018
Robert Cezar AndrewsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Robert Michael SavageAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Wilfred James Smyly IIIRaymond James Financial Services, Inc.Infinex Investments, Inc.$5009-27-2018
Herbert D. KylesSantander Securities LLCFinivi Inc.09-27-2018
George Jones KimballNeedham Advisory CorporationKimball Capital Management LLC09-26-2018
Rhonda Allene PirvulescuM&T Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2018
David Charles AlmquistRBC Capital Markets, LLCUBS Financial Services Inc.$5009-21-2018
Jarrod Christopher De SantisMML Investors Services, LLCAmeriprise Financial Services, Inc.$5009-13-2018
James Michael WilliamsAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5009-11-2018
Christopher James O'BrienAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Thomas Francis LeoneAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Kevin BarryLPL Financial LLCWells Fargo Clearing Services, LLC$1,00009-07-2018
Gregory Todd ClintonPolaris Advisors, LLCDonegal Securities, Inc.09-07-2018
Peter William EnglandMML Investors Services, LLCPurshe Kaplan Sterling Investments09-07-2018
Joseph J. OsseyAscensus Broker Dealer Services, LLCTransamerica Investors Securities Corporation09-06-2018
Jose Velazquez-RamosCitizens Securities, Inc.Pruco Securities, LLC.09-05-2018
Mark Mccoy BarberRaymond James & Associates, Inc.Morgan Stanley$9208-31-2018
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Showing 226 to 250 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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