Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John DiotaleviCitizens Securities, Inc.Voya Financial Advisors, Inc.06-03-2019
Jonathan Jed MeyersAllstate Financial Services, LLCLPL Financial LLC05-30-2019
John Joseph LombardiLincoln Financial Securities CorporationCitizens Securities, Inc.05-23-2019
Alan FelenchakSantander Securities LLCAllstate Financial Services, LLC$5005-22-2019
Michelle LiemJ.P. Morgan Securities LLCDeGroat Investments LLC05-22-2019
Stephen Michael BerubeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-21-2019
Janine Deforge OlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2505-15-2019
Mark C. ZacekInfinex Investments, Inc.Raymond James Financial Services, Inc.$5005-13-2019
Scott Anderson SwartzAndersonLane AssociatesTFC Financial Management Inc05-09-2019
Christopher Michael ObrienCitizens Securities, Inc.NYLIFE Securities LLC05-08-2019
Taylor Edward LivingstonGWN Securities Inc.Northwestern Mutual Investment Services, LLC05-08-2019
Ryan Christopher VanweezelCadaret, Grant & Co., Inc.Nuveen Securities, LLC$2505-07-2019
Anthony Mark DonnellyAtlas Sustainable Wealth, LLCBeacon Pointe Advisors, LLC05-07-2019
Deirdre DennehyMorgan StanleyBoston Private Wealth05-07-2019
Timothy David LonerganMorgan StanleyBoston Private Wealth05-07-2019
Peter Michael AnnicelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-02-2019
Ashley Jean BreaultCetera Advisors LLCPIMCO Investments LLC05-02-2019
Christopher David ColemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Andrew Seth LabellAdvisory Group Equity Services Ltd.Detwiler Fenton & Co.05-01-2019
Paul Gerard ConlonCitizens Securities, Inc.Voya Financial Advisors, Inc.04-29-2019
Dennis Eugene NelsonEdward JonesParkland Securities, LLC04-26-2019
Joshua Parker DoustouJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Christopher Anthony LundCetera Advisor Networks LLCCapital Analysts$5004-24-2019
Jeanine Marie BerattaFirst Allied Securities, Inc.Cetera Advisors LLC04-24-2019
Michael S. JohnsonLPL Financial LLCRaymond James Financial Services, Inc.$2504-22-2019
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Showing 26 to 50 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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